Search for: "MARY SCHAPIRO"
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25 Apr 2013, 6:21 am
White succeeds Elisse Walter, who replaced Mary Schapiro as Chairman in December 2012. [read post]
20 Apr 2013, 2:37 pm
A Subcommittee staff memorandum related that, on June 28, 2012, then SEC Chairman Mary Schapiro testified at a hearing before the Committee on Oversight and Government Reform’s Subcommittee on TARP and Financial Services, chaired by Rep. [read post]
14 Apr 2013, 3:37 am
The business news reports that Mary Schapiro, recently SEC chair, has followed other former regulators to Promontory Findancial, which helps banks and others with their compliance duties under federal regulations. [read post]
9 Apr 2013, 4:18 am
When Mary Schapiro announced she was stepping down, I ran a blog poll asking you to guess the next SEC Chair. [read post]
18 Mar 2013, 9:30 pm
The rulemaking process may be further delayed by personnel changes within the SEC, including the departure of former Chair, Mary Schapiro. [read post]
13 Mar 2013, 4:04 am
By the way, did you see that outgoing SEC Chair Mary Schapiro has joined GE's board... [read post]
14 Feb 2013, 6:21 am
As the second term of the Obama administration begins, the SEC is experiencing a profound leadership transition, with the departures of agency Chair Mary Schapiro; Director of Enforcement Robert Khuzami; its general counsel; the director of Corporation Finance; and the director of Trading and Markets. [read post]
4 Feb 2013, 10:11 am
For purposes of this comment letter, only the first objection noted above requires further amplification.Concerns Expressed by the SEC On August 31, 2009, former SEC Chairman Mary L. [read post]
25 Jan 2013, 5:13 am
In addition, recently departed SEC Chairman Mary Schapiro was asked by Congress to testify at what is likely a record rate for a SEC official. [read post]
24 Jan 2013, 6:22 am
As the year drew to a close, Mary Schapiro announced her departure as Chairman, followed by several division directors. [read post]
22 Jan 2013, 6:59 am
Additionally, considering that the current four-person commission is equally divided on the political front, it is not likely that anything significant will come out of the SEC in the near future until a replacement for Mary Schapiro is appointed and confirmed. [read post]
16 Jan 2013, 7:19 am
” This is not surprising since, according to a 2010 survey by The Schapiro Group, 83 percent of Kentuckians support anti-discrimination Fairness protections. [read post]
15 Jan 2013, 8:40 am
The proposed rule is a follow-on to former SEC Chairman Mary Schapiro's "open letter" to broker-dealers dated August 31, 2009 (http://www.sec.gov/news/press/2009/2009-189- letter.pdf). [read post]
10 Jan 2013, 4:15 am
Rob's departure means that 3 Division Directors and the General Counsel have all announced departures since Chair Mary Schapiro announced her exit. [read post]
9 Jan 2013, 10:23 am
Khuzami was one of Mary Schapiro's first appointments when she became Chairman, brought in to... [read post]
3 Jan 2013, 11:11 am
In addition, then-SEC Chairman Mary Schapiro and then-Director of the Division of Corporation Finance Meredith Cross have noted in various speeches that the SEC was considering guidance on the issue. [read post]
1 Jan 2013, 9:30 pm
Former SEC Chairman Mary Schapiro has heralded the whistleblower program as a cost-saving success. [read post]
28 Dec 2012, 9:23 am
No official announcement has been made, but if true this would be the third director to leave in the last month (with Meredith Cross, Division of Corporation Finance, and General Counsel Mark Cahn), not to mention Chairman Mary Schapiro’s retirement. [read post]
4 Dec 2012, 8:40 am
The SEC announced last week that Commission Chairman Mary L. [read post]
3 Dec 2012, 8:48 am
Let’s face it: Mary Schapiro did a lousy job as head of the SEC. [read post]