Search for: "MARY SCHAPIRO"
Results 81 - 100
of 902
Sorted by Relevance
|
Sort by Date
29 Aug 2012, 4:50 am
Issa Related to this WSJ article, here's news from Cydney Posner of Cooley: The Wall Street Journal has posted SEC Chair Mary Schapiro's response letter to the inquiry from Darrell Issa, Chair of the House Committee on Oversight and Government Reform. [read post]
21 Jul 2011, 10:10 am
In testimony before the Senate Banking Committee on the first anniversary of the enactment of the Dodd-Frank Act, SEC Chair Mary Schapiro said that if the SEC does not receive additional resources, many of the issues highlighted by the financial crisis, and which the Dodd-Frank Act seeks to fix will not be adequately addressed, since the Commission will not be able to build out the technology and hire industry expertise and other staff desperately needed to oversee and police these… [read post]
6 Feb 2009, 11:58 am
Excerpts from SEC Chairman Mary Schapiro's Address to Practising Law Institute's "SEC Speaks in 2009" Program, Feb. 6, 2009: As a first, but significant, step in empowering our Enforcement staff, I am this week taking action to end the Commission's... [read post]
26 Nov 2012, 11:42 am
Today, the SEC announced that the Chairman of the Commission, Mary Schapiro, will be leaving her post on December 14, 2012, after nearly four years in that role. [read post]
15 Mar 2012, 4:36 pm
Batting away criticism that many of the Security and Exchange Commission’s enforcement actions for fiscal year 2011 were actually follow-on administrative proceedings and not new actions, Chairman Mary Schapiro stood by the agency’s record. [read post]
30 Nov 2011, 11:18 am
In a letter to Senators Jack Reed (D-RI) and Larry Crapo (R-ID), SEC Chair Mary Schapiro requested statutory changes that would substantially enhance the effectiveness of the SEC enforcement program by addressing existing limitations. [read post]
10 Apr 2011, 8:54 am
More on the exchange of letters between Representative Darrell Issa and SEC Chairman Mary Schapiro . . . [read post]
4 Feb 2011, 6:40 am
We are kicking off The SEC Speaks in 2011 with a keynote by Chairman Mary Schapiro. [read post]
15 Jan 2009, 7:07 am
They're frivolous, she says.OK, Mary's done. [read post]
27 Aug 2012, 4:37 pm
Against the backdrop of emerging growth companies created by the JOBS Act, SEC Chair Mary Schapiro provided a detailed response to letters from House Oversight Committee Chair Darrell Issa (R-CA) on reform of the IPO regulatory regime. [read post]
27 Feb 2009, 12:53 pm
The following is a statement from SEC Chairman Mary L. [read post]
21 Jun 2010, 6:26 am
In the opening keynote address on June 20, 2010 at the Stanford Directors’ College at Stanford Law School in Palo Alto, California, SEC Chair Mary Schapiro discussed the SEC’s "singular" mandate to address the needs of investors, noting the increasing challenges involved in "making sure the markets are fair and efficient. [read post]
27 Nov 2012, 9:30 pm
Mary L. [read post]
15 Sep 2011, 5:28 pm
In testimony before the House Financial Services Committee, SEC Chairman Mary Schapiro discussed two pieces of legislation that would restructure the SEC's organization and significantly impact the Commission's rulemaking process. [read post]
21 Jul 2010, 7:12 am
SEC chair Mary Schapiro took her talents (to use LeBron's phrasing) over to Capitol Hill on Tuesday to testify to a congressional committee. [read post]
6 Aug 2010, 3:13 pm
In a letter to senior federal officials, consumer, investor and business groups, and auditing associations, SEC Chair Mary Schapiro asked for recommendations as she leads the search to identify qualified candidates for the Chair and two members of the PCAOB. [read post]
15 Jul 2009, 6:51 am
During a House of Representatives hearing on Tuesday, SEC chair Mary Schapiro said she would support legislation that would confirm the authority of the commission to issue a proxy access rule. [read post]
20 Feb 2009, 5:00 am
Mary Schapiro comes to the SEC aware that there is pent up demand for corporate governance reform. [read post]
7 Jan 2009, 3:51 am
Incoming SEC Chair Schapiro: A Rebuttal In today's Washington Post, Steven Pearlstein writes a column arguing that Mary Schapiro would be a great choice as SEC Chair at any other time but now. [read post]
2 Jul 2012, 4:53 am
In prepared testimony before the House Oversight and Government Reform Committee last Thursday, SEC Chairman Mary Schapiro discussed their progress on required rulemaking under the Jumpstart our Business Startups (JOBS) Act. [read post]
