Search for: "MARY SCHAPIRO" Results 121 - 140 of 902
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16 Sep 2009, 3:47 pm
News release: "Securities and Exchange Commission Chairman Mary L. [read post]
23 Jul 2010, 12:05 pm
According to Chairwoman Mary Schapiro, the case against Goldman Sachs was just the tip of the S.E.C. [read post]
6 May 2009, 5:49 am
The Securities and Exchange Commission, which has taken a lot of public-relations blows over the past few months, came out swinging on Tuesday, signaling that its new head, Mary Schapiro, isn’t afraid to file high-profile lawsuits or venture into unchartered waters. [read post]
20 Nov 2012, 12:51 pm by Securites Lawprof
Journal, Mary John Miller, Treasury's undersecretary for domestic finance, is a top contender to replace Mary Schapiro as Chairman of the SEC. [read post]
11 Apr 2011, 8:18 am by David Feldman
We have now received a copy of the letter that SEC Chairman Mary Schapiro sent to Rep. [read post]
5 Aug 2010, 1:30 pm by Stikeman Elliott LLP
With the recent approval of financial regulatory reform legislation in the United States, SEC Chairman Mary Schapiro provided an outline of next steps in a speech last week to the Center for Capital Markets Competitiveness in Washington D.C. [read post]
18 Jul 2011, 11:33 am by By DEALBOOK
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]
2 Mar 2010, 2:33 pm by Securites Lawprof
SEC Chairman Mary Schapiro and IRS Commissioner Doug Shulman today signed a Memorandum of... [read post]
9 Jan 2013, 10:23 am by Securites Lawprof
Khuzami was one of Mary Schapiro's first appointments when she became Chairman, brought in to... [read post]
22 May 2009, 1:30 pm
Following the announcement that the federal prosecutor was looking into allegations that SEC attorneys may have engaged in impermissible insider trading, SEC Chairman Mary Schapiro outlined a series of measures the agency is taking to strengthen its internal compliance program... [read post]
5 Nov 2009, 1:24 pm
Not as interesting as insider trading, but the SEC Chair Mary Schapiro stated today that: "I am greatly encouraged by the commitment of the IASB and the FASB to provide greater transparency to the standard setting process and their convergence... [read post]