Search for: "MARY SCHAPIRO"
Results 141 - 160
of 902
Sorted by Relevance
|
Sort by Date
23 Nov 2010, 1:53 pm
Schapiro, the S.E.C. chairwoman. [read post]
5 Dec 2011, 1:05 pm
Mary L. [read post]
17 Dec 2010, 10:12 am
Currently a senior adviser to Chairman Mary Schapiro, Cohen led an agencywide initiative to improve the handling... [read post]
5 Mar 2009, 9:56 am
Schapiro announced today that the agency is moving to improve the handling of whistleblower complaints... [read post]
2 Jun 2009, 2:15 am
The SEC's forecast for 2009: a sneak preview at the Schapiro CommissionBaker & McKenzie"In a recent address before the Council of Institutional Investors, SEC Commissioner Mary L. [read post]
16 Jan 2009, 2:24 am
Schapiro said that "it is imperative that the SEC [read post]
17 Aug 2011, 6:11 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
2 Oct 2011, 6:15 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
19 Dec 2008, 12:54 pm
Will investors now feel more comfortable and will there be increased oversight and regulation over at the SEC? [read post]
18 Apr 2012, 2:05 pm
On Tuesday, April 17, 2012, Mary Schapiro, the Chairman of the SEC, appeared before the House Subcommittee on TARP, Financial Services and Bailouts to testify about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
12 Apr 2011, 8:00 am
SEC Chairman Mary Schapiro’s letter to Rep. [read post]
10 Nov 2009, 6:45 am
On November 4, Mary Schapiro, Chairman of the U.S. [read post]
6 Apr 2009, 10:02 am
Mary Schapiro, chair of the Securities and Exchange Commission, said the SEC will propose several proxy access alternatives in May to allow shareholders to nominate director candidates to appear on management proxy statements. [read post]
29 Dec 2008, 5:16 am
The President Elect has announced his choice for chairman of the SEC, Mary Schapiro. [read post]
29 Jun 2012, 1:20 pm
In a move that surprised absolutely no one, SEC chairwoman Mary Schapiro stated in testimony before a House Subcommittee that the SEC would not make the July 4th deadline set by Congress to amend Rules 506 and 144A. [read post]
23 Oct 2009, 8:47 am
SEC Commissioner Mary L. [read post]
1 Sep 2009, 4:04 am
SEC Chairman Mary Schapiro issued an order yesterday to broker-dealer firms addressing concerns regarding the recruiting methods for broker-dealer registered representatives. [read post]
18 Dec 2008, 9:15 am
Today, President-elect Obama is scheduled to announce that 53-year-old Mary Schapiro (pictured) will take the reins from current SEC Chairman Chris Cox, who took the job over from William Donaldson a little more than three years ago. [read post]
15 Jan 2009, 7:07 am
They're frivolous, she says.OK, Mary's done. [read post]
1 Apr 2009, 2:20 pm
http://www.reuters.com/article/bondsNews/idUSBNG49516720090401Wed Apr 1, 2009 3:26am EDT April 1 (Reuters) - Mary Schapiro, the new chairman of the U.S. [read post]
