Search for: "MARY SCHAPIRO"
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10 Jul 2012, 4:29 am
As mentioned below, House Oversight Committee Chair Darrell Issa sent a letter recently to SEC Chairman Mary Schapiro requesting information about IPOs. [read post]
8 Jul 2012, 4:18 pm
But on June 29th SEC Chair(wo)man Mary Schapiro testified before Congress that the SEC would not be able to enact rules within the 90 period proscribed by Congress. [read post]
6 Jul 2012, 1:46 pm
According to Securities and Exchange Commission Division of Investment Management deputy director Robert Plaze, the division is ready to recommend new reforms for mutual market funds as soon as Chairman Mary Schapiro gives the go ahead. [read post]
6 Jul 2012, 7:09 am
SEC Chair Mary Schapiro has stated that the deadline will be missed, and that a timeline for the required rulemaking would be announced soon. [read post]
5 Jul 2012, 8:29 am
On June 22, 58 members of Congress sent a letter to SEC Chairman Mary Schapiro urging the Commission to either schedule a vote on both rules by July 1, or to respond in writing by June 29 explaining the long delay and definitive date for a vote. [read post]
3 Jul 2012, 7:30 am
Patrick McHenry - author of the equity crowdfunding exemption widely passed by the US House but rejected and replaced by the Senate in the final JOBS Act - questioned SEC Chair Mary Schapiro about how rulemaking is coming along to implement different provisions of the JOBS Act. [read post]
2 Jul 2012, 5:00 am
On June 28 Securities and Exchange Commission Chairman Mary L. [read post]
2 Jul 2012, 4:53 am
In prepared testimony before the House Oversight and Government Reform Committee last Thursday, SEC Chairman Mary Schapiro discussed their progress on required rulemaking under the Jumpstart our Business Startups (JOBS) Act. [read post]
29 Jun 2012, 1:20 pm
In a move that surprised absolutely no one, SEC chairwoman Mary Schapiro stated in testimony before a House Subcommittee that the SEC would not make the July 4th deadline set by Congress to amend Rules 506 and 144A. [read post]
29 Jun 2012, 3:47 am
TweetYesterday Securities and Exchange Commission Chairman Mary Schapiro gave testimony before the U.S. [read post]
28 Jun 2012, 11:30 pm
Securities and Exchange Commission (SEC) Chair Mary Schapiro testified that a 337-page draft for reform of the $2.7 trillion money-market fund industry is circulating and that the SEC is unable to make deadlines imposed by the JOBS Act. [read post]
28 Jun 2012, 2:04 pm
SEC Chairman Chairman Mary L. [read post]
26 Jun 2012, 9:23 am
Darrell Issa’s letter to SEC Chairman Mary Schapiro about problems with IPOs such as Facebook’s. [read post]
25 Jun 2012, 8:31 am
Darrell Issa, Chairman of the House Committee on Oversight and Government Reform, delivered a letter to SEC Chairman Mary Schapiro. [read post]
23 Jun 2012, 2:50 pm
In a June 19, 2012 letter to Mary Schapiro chairman of the SEC, Rep Darrell Issa chairman of the Committee on Oversight and Government Reform, expressed concern that under existing securities laws: “underwriters have discretion to determine the price of an IPO, while subject to conflicts of interest stemming from economic relationships with those institutional clients that ultimately will purchase the bulk of an issuance. [read post]
21 Jun 2012, 9:00 pm
Securities and Exchange Commission (SEC) Chair Mary Schapiro testified before skeptical lawmakers from both parties today as she defended her campaign to overhaul the regulation of money-market funds. [read post]
21 Jun 2012, 1:22 pm
According to SEC Chairman Mary L. [read post]
21 Jun 2012, 12:56 pm
SEC Chairman Mary L. [read post]
21 Jun 2012, 12:53 pm
SEC Chairman Mary L. [read post]
21 Jun 2012, 7:58 am
" In a letter to SEC Chairman Mary Schapiro, Rep. [read post]
