Search for: "MELISSA KLEIN"
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7 May 2010, 5:00 am
Google Move Steps Up Interest in Web Disclosure By Melissa Klein Aguilar in Compliance Week Last month, the search engine giant published a press release touting its first-quarter 2010 results—without actually detailing what the results were. [read post]
18 Aug 2009, 8:00 am
References: SEC’s Division of Corporate Finance – Compliance and Disclosure Interpretations SEC Staff Updates Dozens of C&DIs by Melissa Klein Aguilar for Compliance Week [read post]
15 Jan 2010, 5:00 am
New Cooperation Tools, Units An Enforcement Game Changer by Melissa Klein Aguilar for Compliance Week Forging ahead with the revamp of its Enforcement Division, the Securities and Exchange Commission unveiled new tools to incentivize individuals and companies to cooperate with the enforcement staff during investigations, including deferred- and non-prosecution agreements and a so-called Seaboard Memo for individuals. [read post]
29 Jan 2010, 5:00 am
Questions Arise on Timely Ethics Disclosures by Melissa Klein Aguilar in Compliance Week (sub required.) [read post]
16 Apr 2010, 5:00 am
Shows Common Errors, Checks Consistency by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet Information that might be of interest for those public companies preparing to comply with the Securities and Exchange Commission’s XRBL mandate for the first time: A new white paper detailing some of the most common errors companies make related to XBRL U.S. [read post]
2 Sep 2017, 5:33 am
” Hennessey flagged the nomination of Adam Klein to the Privacy and Civil Liberties Oversight Board. [read post]
25 Apr 2019, 11:19 am
That is one of three questions raised in the new Court case by lawyers for Melissa Elaine Klein and her husband, Aaron Wayne Klein. [read post]
9 Mar 2017, 8:16 am
ABA President Linda Klein will present Silver Gavels and Honorable Mentions on July 18 at the National Press Club in Washington, D.C. [read post]
9 Mar 2017, 8:16 am
ABA President Linda Klein will present Silver Gavels and Honorable Mentions on July 18 at the National Press Club in Washington, D.C. [read post]
31 Jul 2020, 7:52 am
Jacksonville, Florida Jacksonville’s Melissa Nelson took early, swift action to save lives facing the pandemic in local jails. [read post]
24 Jan 2014, 5:11 am
Klein and the same old criticisms from me for the past decade, at least. [read post]
29 Aug 2010, 8:00 am
" nonprofitsrule: StoryCorps recording these six nonprofit stories today http://ow.ly/2xxhs StoryCorps - http://storycorps.org/ at Nonprofit Day (recorded > 30,000 stories) StoryCorps story re adoption - http://bit.ly/aIGEvD Judge Olly Neal's story on StoryCorps - don't miss this - guaranteed to inspire - http://bit.ly/9pSklX Tax Policy (Kim Klein): I'm at Show Me the Money: changing the inequalities in California tax policy - http://bit.ly/bMC7xv - attend… [read post]
2 Oct 2009, 9:00 am
Data Security Regs Proves Costly from Melissa Klein Aguilar for Compliance Week For those organizations already tackling the task of complying with a new Massachusetts data security regulations that are currently slated to take effect March 1, compliance is proving costly, a recent survey shows. . . [read post]
8 Jun 2009, 1:00 pm
Below are links to some stories from the conference: Ex-SEC chief Pitt decries state of Sarbanes-Oxley and risk management By Alexander Howard, Associate Editor of SearchCompliance.com My Takeaways from Compliance Week 2009 by Bruce Carton of Enforcement Action Compliance Week 2009 Day 1 What a Difference a Year Makes by Francine McKenna of Re: The Auditors SEC's Aguilar on 404, IFRS Proxy Access, More by Melissa Klein Aguilar of The Filing Cabinet SEC Commish, FINRA Head:… [read post]
3 Sep 2009, 4:00 am
International Game Technology opinion hosted on JD Supra Recent Court Decision Clarifies Whistleblower Law by Melissa Klein Aguilar for Compliance Week Ninth Circuit Determines The Standard for Whistleblower Claims Under SOX by Mandana Massoumi and Joel O’Malley for Dorsey & Whitney LLP Ninth Circuit Lowers the Bar for Sarbanes-Oxley Attorney Whistleblower Claims (.pdf) from Morgan Lewis Image is by HughElectronic: Whistleblower. [read post]
5 Feb 2010, 5:00 am
Under Proposed Budget, SEC Could Get $1.258B, Add Staff by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet The President’s budget request of $1.258 billion for the Securities and Exchange Commission for fiscal 2011 would increase the commission’s coffers by roughly $139 million, or 12 percent over its fiscal 2010 funding level, and would enable the agency to add about 380 staff positions. [read post]
16 Aug 2017, 6:44 am
By Melissa Barnett Patent infringement lawsuits are rather unusual in the fashion industry in part because design patents are difficult, expensive, and slow to obtain. [read post]
18 Dec 2009, 4:00 am
Chief Compliance Officer Now a Full-Time Job By Melissa Klein Aguilar for Compliance Week Two new studies confirm what those tasked with oversight of corporate compliance probably already know: More and more often these days, the chief compliance officer’s job is a full-time, stand-alone gig, rather than a secondary duty one handles while wearing some other title. [read post]
19 Jan 2010, 5:00 am
Sources: SEC’s New Enforcement Cooperation Initiative website Section 6.2 of the SEC Enforcement manual (.pdf) Press Release – SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations Video of SEC press conference on January 13 The SEC Enforcement Division’s Big Day: Changes Galore by Broc Romanek for The Corporate Counsel.net New Cooperation Tools, Units An Enforcement Game Changer by Melissa Klein Aguilar for… [read post]
4 Apr 2009, 4:00 am
OIG Recommends Action on Reg D Issues, Form D Changes from Melissa Klein Aguilar of The Filing Cabinet The Securities and Exchange Commission should take steps to better ensure compliance with Regulation D, to act when it finds non-compliance, and should make better use of Form D information. [read post]
