Search for: "MERRIL LYNCH & CO." Results 21 - 40 of 726
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30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
9 Jul 2007, 3:06 pm
Equal Employment Opportunity Commission has sued Merrill Lynch & Co. [read post]
27 Apr 2015, 11:16 am by Jennifer Lee
On April 22, 2015, Bank of America and Merrill Lynch reached an agreement with several Prudential Insurance Co. affiliates to settle two lawsuits brought by Prudential. [read post]
4 Sep 2018, 9:36 am by Renae Lloyd
Last June, Merrill Lynch, along with JPMorgan Chase & Co, reportedly banned brokerage retirement accounts and began moving clients into advisory accounts to prepare for the U.S. [read post]
17 Jun 2009, 6:27 pm
"Merrill Lynch execs in Enron case can be retried": The Associated Press has a report that begins, "A federal appeals court says the retrial of three former Merrill Lynch & Co. executives connected to an Enron Corp. deal would not violate their constitutional protections against double jeopardy. [read post]
20 Dec 2007, 8:14 pm
A class action against Merrill Lynch & Co. alleging that the company provided false research reports on Internet companies ended yesterday when a federal court gave final approval to a settlement of the class action. [read post]
27 Mar 2008, 7:29 am
Bernstein & Co., estimates that Merrill Lynch will write down an additional $4.5 billion on collateralized debt obligations ("CDOs"). [read post]
17 Nov 2010, 7:00 am by By JULIA WERDIGIER
Michael Findlay, who was previously a co-head of corporate broking in Europe at Merrill Lynch, will join the London office of the boutique investment bank. [read post]
18 Sep 2007, 5:18 am
Robert Miller over at Truth on the Market has another post up on the recent Second Circuit decision in Merrill Lynch & Co., Inc. v. [read post]
27 Oct 2009, 7:30 am
McCann, the former head of the brokerage business at Merrill Lynch & Co., left Merrill in January after the acquisition by Bank of America. [read post]
25 Jan 2021, 6:17 pm by Iorio Altamirano
In 2019, Bank of America Merrill Lynch agreed to pay $40 million to settle with Robert Levine, co-founder of Cabletron Systems, over churning allegations. [read post]
4 Feb 2010, 12:37 pm by Steven Caruso
On Feb. 4, Cuomo charged Lewis of defrauding investors and the U.S. government when he helped put the wheels into motion for Bank of America to buy financially troubled Merrill Lynch & Co. [read post]
14 Nov 2007, 10:03 am
Fink, the money manager’s co-founder and chief executive, has long been touted as the leading candidate to lead Merrill after it ousted E. [read post]
3 Aug 2009, 11:33 am
The SEC and Bank of America settled charges that Bank of America misled investors about billions of dollars in bonuses that were being paid to Merrill Lynch & Co. executives at the time of its $50 billion acquisition of the... [read post]
29 May 2007, 1:24 am
Usually a sign of indecision, Merrill Lynch announced a new management team, led by co-presidents, according to Registered Rep magazine. [read post]
2 Nov 2007, 5:07 am
Reuters just released another piece Merrill shares fall as credibility questioned: " Merrill Lynch & Co Inc's credibility is coming under increased attack after an analyst said the biggest brokerage sought to mitigate write-downs by parking subprime-related assets with hedge funds"I obviously do not know the facts, and there could be a rational explanation for this conduct, or the WSJ could have gotten it all wrong. [read post]