Search for: "Mark A Barney"
Results 41 - 60
of 225
Sorted by Relevance
|
Sort by Date
10 Feb 2012, 3:41 pm
Kirkland & Ellis, which recently landed Chapter 11 counsel roles for United Retail Group and Global Aviation, marked Fashion Week by signing on as restructuring counsel to one of retail's glitziest names. [read post]
30 Jun 2016, 9:29 am
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
7 Jul 2016, 5:03 pm
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
6 Apr 2009, 9:26 am
The letter was also sent to Financial Services Committee Chair Barney Frank and Ranking Member Spencer Bachus, as well as to SEC Chair Mary Schapiro. [read post]
7 Apr 2014, 7:01 am
The claimant alleged that even though he did not tell the broker that he desired to speculate with 100% of his liquid assets, Weinstein incorrectly marked claimant’s investment objective as speculation. [read post]
25 Jun 2007, 1:32 pm
” Mark Flanagan, opinion page editor at the Sun-Chronicle in Attleboro, Mass., told the Law Blog that the paper never would have printed the letter if he knew it was a form letter. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
20 Nov 2012, 3:36 am
" Examining Attorney Barney L. [read post]
20 Sep 2017, 10:05 am
Butler was a Managing Director at Morgan Stanley Smith Barney and Citigroup, held senior financial advisory and structuring roles at UBS and Babcock & Brown, and worked at two major law firms. [read post]
23 Oct 2006, 4:47 am
"'"The Board therefore affirmed the refusal to register.TTABlog note: For more background information on currants, see Barney and Hummer, "History of Currant, Gooseberry, and Jostaberry Cultivation. [read post]
11 Nov 2011, 10:03 am
For example, the first quarter 2009 had the highest volume amount of transactions with excessive mark ups or markdowns. [read post]
23 Feb 2023, 7:07 am
You can trade mark a colour. [read post]
5 May 2011, 9:30 am
Barney Frank. [read post]
1 Nov 2013, 8:36 am
OK, there is one exception, but it’s understandable: Barney Google and Snuffy Smith for a cartoon series. [read post]
23 Mar 2010, 7:26 am
One of my favorite captions on a Prawfs post was Matt Brodie's observation that our political discourse is marked by Hypocrisy All The Way Down. [read post]
7 Dec 2010, 2:24 am
Forum Apr. 11, 2008) for example the Panel found that was confusingly similar to the BAYLOR mark. [read post]
1 Apr 2009, 5:48 pm
H.R. 1728 will be "marked-up" in the House Financial Services Committee on Tuesday, March 31, 2009, beginning at 10:00 a.m. [read post]
24 Jun 2011, 10:08 am
Mark your Calendars! [read post]
28 Dec 2009, 7:42 pm
It is marked "Confidential Legal Notice - Publication or Dissemination is Prohibited". [read post]
13 Sep 2013, 2:07 pm
In addition Safia Anand, Mason Barney, Jason Saltsberg, Howard Smith and Adam Solomon, join repeat designees Ron Berenblat, Andrew Freedman, Elizabeth Gonzalez-Sussman, Lori Marks-Esterman and Peter Sartorius for inclusion in Super Lawyers - Rising Stars Edition 2013, a category for up-and-coming lawyers. [read post]
