Search for: "Mark Mallon" Results 41 - 53 of 53
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16 Sep 2010, 7:35 pm by Hedge Fund Attorney
 When you encounter difficult questions, you always have the option of marking the question for review. [read post]
31 Mar 2010, 2:40 am by Hedge Fund Lawyer
  Other related hedge fund law articles include: Hedge Fund Managers Series 7 Exam Overview of the Series 65 exam Start Up Hedge Fund Timeline Bart Mallon, Esq. of Mallon P.C. runs the Hedge Fund Law Blog. [read post]
6 Dec 2009, 3:49 am by Hedge Fund Lawyer
Forex Registration Bart Mallon, Esq. runs the Hedge Fund Law Blog. [read post]
4 Nov 2009, 7:59 am
Normal 0 false false false EN-US X-NONE X-NONE SEC Proposed Pay to Play Rules Draw Many Comments Earlier this year the SEC proposed so-called “pay to play” rules which would restrict SEC registered investment advisers from managing money from state and local governments under certain circumstances. [read post]
2 Nov 2009, 1:49 am
Other related hedge fund law articles include: Series 7 Exam Seres 79 Exam Hedge Fund Bart Mallon, Esq. of Mallon P.C. runs Hedge Fund Law Blog and can be reached directly at 415-868-5345. [read post]
27 Oct 2009, 2:34 am
www.castlehallalternatives.com Hedge Fund Operational Due Diligence **** Related hedge fund law articles: Hedge Fund Due Diligence Hedge Fund Auditor Hedge Fund Investors Overview Hedge Fund Law Firm Hedge Fund Fee Discussion ERISA versus Hedge Funds Bart Mallon, Esq. of Mallon P.C. runs Hedge Fund Law Blog and can be reached directly at 415-868-5345. [read post]
4 Jul 2009, 11:26 am
From SEC to State: To convert from being a SEC-registered adviser to being a state-registered adviser, mark the filing type "Apply for registration as an investment adviser with one or more states. [read post]