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15 Nov 2008, 5:18 am
Several insurance groups with ties to the structured settlement industry submitted applications to become bank holding companies to the Office of Thrift Supervision (OTS) on Friday November 14, 2008.The Hartford Financial Services Group, parent of current structured annuity issuer Hartford Life Insurance Company, Genworth Financial Inc., and Aegon NV, parents of former structured annuity issuers were among the insurance groups.Hartford is seeking to acquire the Federal Trust… [read post]
22 Jan 2018, 4:18 pm
Goldman Sachs Group, Inc. [read post]
7 Jan 2020, 1:54 pm
The Ninth Circuit Court of Appeals dismissed a consumer-fraud class action lawsuit against Diet Dr Pepper maker Dr Pepper/Seven Up, Inc., holding that use of the word “diet” in the product’s name was not false or deceptive advertising in the proper context of the soft drink market. [read post]
12 Nov 2013, 12:34 pm
(Photo credit: Wikipedia)In a move that will refinance its debt at a lower interest rate and expand its geographical reach in tv stations, Richmond-based Media General Inc. [read post]
19 Apr 2010, 10:31 pm
The Massachusetts Securities Division is requesting information from six broker-dealers regarding the sales of two private-placements that were marketed by Provident Royalties, LLC and Medical Capital Holdings Inc. [read post]
21 Nov 2016, 2:25 pm
On November 14, 2016, plaintiff Federal Home Loan Bank of Boston (“FHLBB“) and defendants RBS Securities Inc., RBS Acceptance, Inc., RBS Financial Products, Inc., and RBS Holdings, USA (Inc.) [read post]
6 Sep 2018, 4:30 am
Managing Director of A Broker-Dealer Pleads Guilty to Participating in a $86 Million Market Manipulation Scheme / Defendant Helped Manipulate the Stock Price of CodeSmart Holdings, Inc. [read post]
29 Jun 2009, 8:43 am
Lehman Brothers Holdings Inc is being sued by two of its former clients for more than $190 million based upon allegations the failed bank mislead them about the market for auction-rate securities. [read post]
16 Sep 2009, 4:47 pm
Seagate Technology Holdings, Inc. [read post]
9 Jan 2009, 8:21 pm
By Jason Derry --Endo to Acquire Indevus On January 5, 2009, Endo Pharmaceuticals Holdings Inc. announced that it will buy Indevus Pharmaceuticals Inc. for an initial payment of about $370 million and an additional $267 million, based on certain milestones. [read post]
28 May 2020, 6:38 am
RW Holdings NNN REIT – Securities Investigation Concerned about investment losses in RW Holdings NNN REIT, Inc? [read post]
5 Apr 2007, 5:49 pm
Smith Wholesale Co., Inc. v. [read post]
2 Jan 2011, 4:44 am
Sun’s real estate holdings broke off from the nursing home operator to become Irvine’s Sabra Health Care REIT Inc. [read post]
16 Mar 2012, 7:50 pm
CIT Group, Inc. [read post]
23 Mar 2010, 12:03 pm
Massachusetts securities regulator William Galvin yesterday issued subpoenas to six brokerage firms concerning sales of participations in private placements marketed by Medical Capital Holdings Inc. and Provident Royalties LLC, seeking information on due diligence efforts, suitability data and promotional materials.... [read post]
12 Dec 2008, 5:59 pm
Here's an excerpt: A doctor who once denounced Pfizer Inc. for holding a marketing event in a pool hall is leading President-elect Barack Obama's... [read post]
7 Oct 2021, 5:45 pm
CBM Bancorp Inc., the holding company of Chesapeake Bank of Maryland, Thursday announced it has notified the Nasdaq Stock Market of its intention to voluntarily delist its common stock from the exchange. [read post]
12 Dec 2007, 8:00 am
MercExchange, a company that holds several patents related to Internet-based auctions and markets, said earlier that a U.S. district court found that eBay had intentionally infringed its patents.Read the article: Reuters [read post]
22 Mar 2010, 1:50 pm
The Massachusetts Securities Division is requesting information on due-diligence efforts, suitability data and promotional materials related to the sale of private placements marketed by Medical Capital Holdings Inc. and Provident Royalities LLC, according to the statement. [read post]
