Search for: "Martin v. United States Securities and Exchange Commission"
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15 Aug 2012, 10:13 am
Aug. 8, 2012), the United States Court of Appeals for the Second Circuit clarified the standard for finding liability for aiding and abetting under Section 20(e) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. [read post]
13 Aug 2010, 6:14 am
In Securities & Exchange Commission v. [read post]
23 Sep 2013, 12:50 pm
Dunne, Martin C. [read post]
23 Apr 2013, 6:28 am
Capstick, Bradley Dean Regier, Gary Allen Sorenson a/k/a Don Grey Fox, Martin M. [read post]
8 Aug 2013, 2:01 pm
In honor of Shark Week, the article should have spent a lot more time on the United States v. [read post]
29 Jan 2015, 5:19 pm
Yesterday, the Senate Judiciary Committee began the first of two day-long hearings on the nomination of Loretta Lynch to be the next Attorney General of the United States. [read post]
1 Apr 2013, 12:51 am
Nevertheless, IOSCO members (like the United States) regulate 95 percent of the world’s securities markets. [read post]
6 Jun 2007, 9:55 am
Securities and Exchange Commission says it plans to propose changes to the proxy rules this summer, and three panel discussions this month suggest a wide range of options are on the table. [read post]
19 Mar 2018, 10:23 am
Title I also reminds the secretary of his or her obligation to provide assistance to state and local officials in securing election infrastructure. [read post]
28 Jan 2009, 9:40 am
Securities and Exchange Commission; Ms. [read post]
8 Mar 2022, 5:00 am
Consistent with federal government pronouncements, the “basic objective of U.S. national security policy is to preserve and enhance the security of the United States and its fundamental values and institutions. [read post]
2 Aug 2018, 6:21 am
Last week, the military commission in United States v. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
23 Jul 2010, 1:40 pm
§ 78j(b), and Securities & Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
23 Oct 2019, 8:36 am
Last month, the military commission for the matter of United States v. [read post]
8 Oct 2010, 8:34 am
In Cohen v. [read post]
18 Aug 2011, 5:04 am
Aug. 1, 2011), the United States Court of Appeals for the Second Circuit addressed motions to dismiss securities law claims based upon the immateriality of the defendants’ alleged misstatements or omissions. [read post]
23 Oct 2012, 2:06 pm
Below are observations of the NIMJ volunteer observer at the proceedings in United States v. [read post]
2 May 2011, 1:23 pm
” Broadcom agreed to pay a civil penalty of $12 million to the Securities and Exchange Commission in connection with these allegations. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive… [read post]
