Search for: "Maryland Commissioner of Financial Regulation"
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4 May 2012, 1:04 pm
Finally, on the same date, Maryland enacted Senate Bill 546, which (i) requires a mortgage lender licensee to provide the commissioner with proof satisfying specified minimum net worth requirements within 90 days after the last day of the licensee’s most recent fiscal year and (ii) establishes a nonactive license status and process for licensees that cease to be employed by an approved financial institution. [read post]
1 Apr 2011, 7:13 am
Amici also cite written testimony [in which the Commissioner of Financial Regulation said the amendment] . . . [read post]
24 Sep 2008, 3:49 pm
During the meeting, Commissioner Donelon was advised that in light of the current turmoil in the financial markets, it is unlikely that the Bill will pass this year. [read post]
3 Dec 2015, 8:14 pm
Additionally, the interest rates of these loans exceeded the permissible rates under Maryland law.The Maryland Commissioner of Financial Regulation received numerous consumer complaints from 2007 to 2009. [read post]
2 Jan 2008, 5:40 am
In a move that could signal trouble for the municipal bond market, troubled bond insurer ACA Capital Holdings Inc. has agreed to cede some control of its bond insurance operations to Maryland Insurance Regulators. [read post]
5 Nov 2019, 7:29 am
They remained on the family estate in Connecticut, while the FDA Commissioner’s office is just outside Washington, D.C. in suburban Maryland. [read post]
29 May 2015, 10:48 am
Financial regulation can encourage or inhibit financial markets’ ability to provide the financial products and services necessary to support a vigorous, dynamic economy. [read post]
9 Jan 2016, 5:05 am
In the analysis, the 11 states with elected insurance commissioners automatically lose points. [read post]
4 Jan 2012, 12:36 pm
It is a national problem that has generated concern among the District Court, the Maryland Commissioner of Financial Regulation and the Office of the Attorney General. [read post]
13 Nov 2015, 10:25 am
A tax attorney and Certified Public Accountant (CPA), Cohen had previously served as a legislative draftsperson for the 1954 Code and Regulations and was Chief Counsel at IRS before taking the reins as Commissioner. [read post]
19 Oct 2017, 9:30 pm
The New York State Department of Financial Services adopted two regulations to protect New Yorkers that would “crack down on unscrupulous practices in the title insurance industry. [read post]
3 Jul 2012, 1:39 pm
Kaufman, Maryland Commissioner of Financial Regulation in a press release. [read post]
5 Jul 2012, 5:17 pm
Although thousands of pending cases totaling approximately $7.7 million in claims are being dismissed, the agencies will be able to re-file the claims pursuant to their agreement with the Maryland Commissioner of Financial Regulation. [read post]
31 Mar 2018, 8:36 am
During the past year eager newly hired regulators in Maryland took it upon themselves to check the license status of franchisor’s financial statement auditors and found many were unlicensed. [read post]
13 Oct 2021, 11:17 am
“This proposal seeks comment on a model rule that would require financial professionals to meet their regulatory obligations including payment of arbitration awards and sanction those applicants or registrants who fail to fulfill those obligations,” said Melanie Senter Lubin, NASAA President and Maryland Securities Commissioner. [read post]
29 Mar 2010, 4:05 am
The Regulatory Modernization (EX) Task Force (the "Task Force"), chaired by Commissioner Kim Holland (Oklahoma) met on Friday, March 26, 2010 during the NAIC Spring National Meeting. [read post]
29 Mar 2010, 4:05 am
The Regulatory Modernization (EX) Task Force (the "Task Force"), chaired by Commissioner Kim Holland (Oklahoma) met on Friday, March 26, 2010 during the NAIC Spring National Meeting. [read post]
1 Dec 2011, 2:04 am
As part of this position, Commissioner Leonardi will also serve on the NAIC’s Executive Committee.The Northeast Zone consists of the following states: Connecticut, Delaware, the District of Columbia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island and Vermont.Commissioner Leonardi is also a member of the following NAIC panels: International Insurance Relations (G) Committee Financial Regulation… [read post]
6 Apr 2011, 3:39 pm
The Maryland Commissioner of Financial Regulation has testified that OCC “forbade national banks from providing loss mitigation data to the states. [read post]
11 Sep 2017, 6:52 am
By Jacquelyn LumbThe SEC and New York University hosted a dialogue on exchange-traded products during which academics, practitioners and regulators discussed the effect of ETPs on financial markets, their implications for investors, and the future of ETPs. [read post]
