Search for: "Merrill A Miller, Jr"
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7 Jan 2008, 7:07 am
Chettle, Jr. [read post]
1 Jul 2019, 12:43 pm
Kohn & Company Rumayor, Juan Farmers Financial Solutions, LLC HSBS Securities (USA) Inc Salcedo, Alex Scottrade, Inc Wells Fargo Clearing Services, LLC Webb, James Jr. [read post]
22 May 2009, 8:00 am
Miller, Jr. 143,500 287,235 - 111,289 542,024 Don Nickles 144,000 466,040 - 143,339 753,379 Frederick B. [read post]
2 May 2011, 11:23 pm
Stuart Phillip Miller, formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated in La Jolla, California, was suspended from association with any FINRA member for one year and fined $10,000 in connection with the joint solicitation and handling of customer accounts with another individual - where Miller and the individual created a model fund portfolio to present to potential customers and misrepresenting that they managed the portfolio. [read post]
6 Jul 2010, 5:00 am
Miller, Jr. 129,000 287,250 0 107,522 523,772 Don Nickles 136,000 287,250 0 131,437 554,687 Frederick B. [read post]
4 Jul 2011, 5:00 am
(“Pete”) Miller, Jr. 139,500 305,125 -- 163,324 607,949 Don Nickles 146,500 305,125 -- 138,691 590,316 Frederick B. [read post]
1 May 2009, 5:00 am
Miller, Jr. [read post]
9 Apr 2021, 4:00 am
National/Federal ‘A Complete Ripoff’: Campaign finance experts puzzled and stunned by Trump camp’s reported ‘money bomb’ ploy MSN – Grace Panetta (Business Insider) | Published: 4/6/2021 Some donors who gave a few hundred dollars to former President Trump’s reelection campaign were shocked to see thousands drained from their accounts. [read post]
22 Feb 2017, 2:39 am
Ross Perot, Jr. [read post]
24 Apr 2020, 3:00 am
On top of being Merrill’s tenant, Gaetz attended fundraisers at Merrill’s restaurants and sought his counsel on policy matters. [read post]
9 Oct 2015, 12:15 pm
California Teachers Association, 14-915; Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
11 Jun 2009, 11:22 am
June 11, 2009Re: Irving Picard’s Three Percent Commission In The Madoff Case. [read post]
16 Sep 2009, 1:47 pm
New Massachusetts companies. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
