Search for: "Merrill Lynch & Co." Results 41 - 60 of 726
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2 Feb 2009, 8:40 am
Last month, Merrill Lynch & Co. reached a $550 million settlement with investors and employees over losses related to investments in subprime mortgage-backed assets. [read post]
3 Oct 2018, 9:45 am by Staff Attorney
The securities attorneys at Gana Weinstein LLP are currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merill Lynch) broker Charles Kenahan (Kenahan). [read post]
31 Jul 2008, 5:58 pm
Massachusetts regulators filed civil fraud charges against New York-based Merrill Lynch & Co. on July 31 for allegedly claiming that risky auction-rate securities were stable. [read post]
7 Aug 2009, 1:54 pm
On Wednesday, Teva Pharmaceutical Industries Ltd. sued Merrill Lynch & Co., a Bank of America Corp. unit. [read post]
4 Dec 2006, 12:20 pm
Six of the investment bankers featured in Investment Dealers’ Digest's "40 Under 40" work for Merrill Lynch. [read post]
2 Aug 2008, 9:52 am
Now Merrill is accused of "co-opting" the independent analysts to enable Merrill to dump its inventory of auction rate securities? [read post]
22 Jul 2019, 9:57 am by Renae Lloyd
Kenahan – Merrill Lynch, Boston MA According to an article in CNBC on Friday, Merrill Lynch reportedly paid a whopping $40 million settlement to a customer who alleged his broker, Charles E. [read post]
9 Dec 2013, 11:58 am by Editorial Board
On November 21, the Court of Appeals for the Second Circuit affirmed the dismissal of a suit brought by South Korea‘s Woori Bank against Merrill Lynch & Co., Inc. and Bank of America Corp. on statute of limitations grounds. [read post]
8 Mar 2011, 3:56 pm
Related Web Resources: King County's Pleadings Sufficient To Keep MBS Suit Against Merrill Lynch Alive, BNA Securities Lawsuit: Merrill Lynch sold King Co. 'toxic' 'junk', Seattle PI, July 20, 2010 More Blog Posts: $18M Credit Default Swap Case Against Merrill Lynch International Reinstated, Institutional Investors Securities Blog, February 18, 2011 Merrill Lynch Doesn’t Have to… [read post]
3 Aug 2009, 1:23 pm
On August 3, 2009, the Securities and Exchange Commission ("SEC") announced that it was entering into a Consent Judgement with Bank of America Corporation ("BoA" or the "Company") in connection with the Company's issuance of a joint proxy statement filed with the SEC as to BoA's acquisition on Merrill Lynch & Co., Inc. [read post]
22 Dec 2010, 10:52 am
Court of Appeals for the Second Circuit is affirming a district court’s ruling that Merrill Lynch & Co. [read post]
5 Apr 2009, 4:07 pm
Merrill Lynch & Co. must pay an investor $39.8 million in compensatory damages because of negligence on the part of one a subsidiary broker-dealer. [read post]
24 Oct 2008, 11:07 am
Raymond James snags high-earning Merrill team: "A veteran Michigan-based brokerage team at Merrill Lynch & Co. [read post]