Search for: "Merrill Lynch Corporation" Results 61 - 80 of 775
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24 Sep 2011, 10:00 pm by Sabrina
Microsoft Becomes First Corporate User of Standard XML-Based Bank Statements 'Microsoft collaborated with Bank of America Merrill Lynch, Citi and... [read post]
31 May 2007, 9:45 am
Merrill Lynch retained a much smaller number of brokers than expected it bought Advest in December 2005. [read post]
19 May 2017, 8:59 am by Jay Salamon
The post Customer Disputes Against Merrill Lynch Broker Sylvester Knox appeared first on Stock Market Loss. [read post]
3 Aug 2009, 7:51 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] on Monday charged Bank of America [corporate website] with misleading investors [complaint, PDF] regarding billions of dollars paid to Merrill Lynch [corporate website] executives during the acquisition of the firm. [read post]
29 Oct 2004, 11:57 am
In other Enron news, deliberations in the trial of four former Merrill Lynch & Co. executives and two [read post]
30 Aug 2004, 5:02 pm
In Monday's corporations and securities law news, the SEC has barred Peter Bacanovic, Martha Stewart's convicted co-defendant and former Merrill Lynch stock broker, from associating with any broker, dealer or investment adviser. [read post]
11 Oct 2004, 10:59 am
In Monday's corporations and securities law news, the defense has begun its case in the fraud and conspiracy trial of the former Enron and Merrill Lynch executives indicted in the Nigerian barge deal. [read post]
20 Sep 2004, 10:09 am
In Monday's corporations and securities law news, jury selection in the trial of two former Enron executives and four former Merrill Lynch executives who are being tried on fraud and conspiracy charges began today in Houston. [read post]
15 Nov 2008, 10:33 pm
In 2005, Merrill Lynch CEO Stanley O'Neal boasted that Merrill Lynch had "the right people in place as well as good risk management and controls. [read post]
6 Aug 2009, 11:39 am
The head of the House Oversight and Government Reform subcommittee noted that it pays in America to commit a corporate crime. [read post]
14 May 2010, 5:48 am by Legal Profession
The Florida Supreme Court has affirmed the dismissal of two class actions brought against Merrill Lynch Credit Corporation that sought return of document preparation fees on a theory that the corporation had engaged in the unauthorized practice of law. [read post]
16 Oct 2003, 6:04 am
Dow Jones reports that the US Justice Department has announced that Enron accountant Sheila Kahanek and Merrill Lynch vice president William R. [read post]
19 Jan 2010, 5:00 am by J. Robert Brown
  Instead, it essentially contended that BofA had no duty to update information about Merrill Lynch. [read post]
23 Jul 2021, 12:55 pm
Under the BrokerCheck heading "Employment Separation After Allegations," both Merrill Lynch and BofA Securities/Merrill Lynch reported that Singh had been "discharged" on September 20, 2019, based upon allegations of "Conduct involving the use of a corporate credit card inconsistent with firm policy. [read post]
13 Jun 2018, 1:01 pm by Stefan J. Padfield
"price bumps that often accompany share-repurchase announcements ... can be especially beneficial to corporate executives holding large chunks of corporate stock looking for an uptick to unload shares" https://t.co/Xdj8jm1wQu #corpgov ht @AnnMLipton— Stefan Padfield (@ProfPadfield) June 11, 2018 "Merrill Lynch... [read post]