Search for: "Merrill Lynch Corporation"
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14 Sep 2009, 9:46 pm
Judge Jed Rakoff (SDNY) rejected the settlement proposed by the SEC and the Bank of America for allegations that the Bank of America lied to shareholders during its merger with Merrill Lynch. [read post]
8 Feb 2009, 6:12 am
Posted by Jeff Lipshaw Once again, I marvel at the lessons available to us from John Thain's odyssey through Merrill Lynch. [read post]
23 Aug 2012, 2:00 am
Merrill Lynch & Co., 785 F. [read post]
1 Apr 2010, 9:14 am
On Tuesday, March 30, 2010 three women filed a lawsuit against Bank of America Corporation and Merrill Lynch alleging gender discrimination. [read post]
29 Aug 2012, 7:45 am
Merrill Lynch Inc. and Bank of America Corporation, Law Div., HUD-L-3855-09, BARRY P. [read post]
29 Aug 2012, 7:47 am
Merrill Lynch Inc. and Bank of America Corporation, Law Div., HUD-L-3855-09, BARRY P. [read post]
20 Sep 2009, 11:43 am
Goldman, Sachs, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith and J.P. [read post]
31 Jan 2022, 11:41 am
The swift firing of a Merrill Lynch financial advisor over an alleged bias incident at a Connecticut smoothie store serves to remind other FAs that they work in a high-profile industry, and there are consequences to bringing bad publicity to their employer’s doorstep. [read post]
12 May 2017, 5:30 am
On April 11, 2017 the Corporation Commissioner for the state of Arizona, acting through the Securities Division issued a cease and desist order against Ryan Miguel, a former registered representative with Merrill Lynch for violations of the Securities Act of Arizona, specifically section 44-1801. [read post]
19 Oct 2011, 9:50 am
It is now transferring derivatives from one of its holdings, Merrill Lynch, not guaranteed by the taxpayers, to Bank of America, that is backed by the FDIC [the Federal Deposit Insurance Corporation]. [read post]
11 Oct 2006, 12:17 pm
[JURIST] Former Enron [corporate website; JURIST news archive] CEO Jeffrey Skilling [Houston Chronicle profile] has asked a federal judge to overturn his conviction, citing a recent federal appeals court ruling overturning the convictions [JURIST report] of four former Merrill Lynch executives found guilty in connection with an Enron Nigerian barge scam. [read post]
7 Aug 2009, 6:01 am
The SEC charged BOA on Monday with misleading investors [complaint, PDF; JURIST report] regarding billions of dollars paid to Merrill Lynch [ [read post]
27 Oct 2009, 2:46 am
legalweek Amid the piles and piles of formerly privileged documents related to the Bank of America-Merrill Lynch merger, there are a few notes and emails from mid-December 2008 showing that Bank of America's lawyers at Wachtell Lipton Rosen & Katz were saying very different things to their client and to federal regulators, according to this story from Corporate Counsel. [read post]
1 Jun 2009, 7:47 am
Merrill Lynch, which was overturned by the Supreme Court 8-0. [read post]
22 Feb 2007, 3:26 pm
US District Judge Melinda Harmon [Houston Chronicle profile] denied a motion filed by defendants Merrill Lynch and Co. [read post]
19 Oct 2007, 4:56 am
The Blackstone Group hired Francisco Rey, formerly a media and telecommunications banker at Merrill Lynch, for its corporate advisory team in Europe. [read post]
19 Nov 2006, 1:11 pm
In a complex action involving the estates of Ferdinand and Imelda Marcos as plunderers of Philippine assets, Merrill Lynch, Pierce, Fenner and Smith, Inc. v. [read post]
18 Sep 2008, 9:00 pm
In that article he asks in a comparative way whether there is a link between the failures of Merrill Lynch, AIG and Lehman and their large corporate stock buybacks. [read post]
23 Oct 2008, 6:51 pm
John Thain, Merrill Lynch's Chief Executive, said earlier this week at a speech in Dubai that, of Merrill's 61,000 employees, thousands would lose their jobs when Merrill is merged into Bank of America. [read post]
12 May 2011, 9:14 am
In this instance, the brokerage in question happened to be Merrill Lynch. [read post]
