Search for: "Merrill Lynch Mortgage Investors, Inc."
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28 Jun 2012, 3:38 pm
The Financial Industry Regulatory Authority says that it is fining Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8M in the wake of certain alleged supervisory failures that the SRO says led to the financial firm billing clients unwarranted fees. [read post]
28 Apr 2012, 8:50 pm
Allstate has also filed RMBS lawsuits against other financial firms, including Merrill Lynch (MER) units, Citigroup Inc. [read post]
18 Apr 2012, 9:15 am
” Investors lost trust… During the summer of 2007, investors around the world lost trust in the mortgage-backed securities and their complex derivatives. [read post]
2 Apr 2012, 6:15 am
Milken, before getting into the mortgage business and going on to become a billionaire several times over. [read post]
27 Mar 2012, 8:13 pm
Read the Letter of Acceptance, Waiver, and Consent Citigroup Fined for Bond Markup, The Wall Street Journal, March 19, 2012 FINRA BrokerCheck® More Blog Posts: Securities Claims Accusing Merrill Lynch of Concealing Its Auction-Rate Securities Practices Are Dismissed by Appeals Court, Stockbroker Fraud Blog, November 30, 2011 Merrill Lynch Faces $1M FINRA Fine Over Texas Ponzi Scam by Former Registered Representative, Stockbroker Fraud Blog, October 10,… [read post]
23 Feb 2012, 8:55 pm
Goldman Sachs Mortgage-Backed Securities Suit Granted Class-Action Status, Bloomberg, February 3, 2012 $698 Million Class Can Sue Goldman, Courthouse News Service, February 7, 2012 More Blog Posts: Goldman Sachs CEO Hires Prominent Defense Attorney in the Wake of Justice Department Probe into Mortgage-Backed Securities, Institutional Investor Securities Fraud Blog, August 24, 2011 Mortgage-Backed Securities Lawsuit Against Bank of America’s… [read post]
14 Feb 2012, 1:03 pm
(Merrill Lynch and Bank of America Securities joined forces in 2008 when they were merged in an acquisition). [read post]
9 Jan 2012, 12:58 am
This settlement was followed in December with the $315 million settlement of the Merrill Lynch mortgage-backed securities case. [read post]
7 Jan 2012, 12:35 pm
Popper previously worked for four financial firms, including Merrill Lynch Pierce Fenner & Smith Inc. and Workman Securities Corp. [read post]
23 Dec 2011, 7:06 pm
However, upon discovering the mistakes, Merrill Lynch published the correct data online. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
6 Dec 2011, 4:55 pm
Bank of America, Corp. has agreed to pay investors $315 million to settle their class action claim accusing Merrill Lynch of misleading them about the risks involved in investing in mortgage-backed securities. [read post]
28 Nov 2011, 10:28 am
Rakoff has turned down the proposed $285M settlement between the SEC and Citigroup Global Markets Inc. [read post]
6 Nov 2011, 1:04 pm
The bank said Quinn Emanuel Urquhart & Sullivan should be removed because the partner had defended Merrill Lynch & Co. and its First Franklin Financial Corp. unit against similar charges that they made and sold defective mortgage loan. [read post]
18 Aug 2011, 7:49 pm
• Allstate’s lawsuit against Merrill Lynch involves the allegedly fraudulent sale of approximately $167 million of residential mortgage-backed securities. [read post]
6 Aug 2011, 5:02 pm
OppenheimerFunds Settles Mismanagement Case for $100 Million, Bloomberg Businessweek, July 26, 2011 OppenheimerFunds to pay $100 million to settle mismanagement case, Denver Post, July 27, 2011 More Blog Posts: Mortgage-Backed Securities Lawsuit Against Bank of America’s Merrill Lynch Now a Class Action Case, Stockbroker Fraud Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities… [read post]
20 Jul 2011, 1:00 pm
Merrill Lynch & Co., Inc., No. 08-cv-10841 (S.D.N.Y. [read post]
6 Jul 2011, 10:11 pm
Allstate has already sued several other brokerage firms for MBS fraud including: • Merrill Lynch (a Bank of America unit) • Countrywide (also a Bank of America units) • Citigroup Inc. [read post]
11 Mar 2011, 2:28 pm
Heightening concerns for some of them: Far fewer newly issued muni-bonds are insured now—6.2%, versus 57% in 2005, according to Bank of America Merrill Lynch. [read post]
8 Mar 2011, 3:56 pm
District Court for the Western District of Washington says that King County, Washington has pleaded sufficient facts to continue with its securities fraud lawsuit accusing Merrill Lynch, Merrill Lynch, Pierce, Fenner and Smith Inc. and Merrill Lynch Money Markets Inc. of facilitating its purchase of allegedly toxic mortgage-backed securities and violating the Washington State Securities Act. [read post]
