Search for: "Merrill Lynch Mortgage Investors"
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22 Mar 2023, 12:52 pm
In 2008, you had a bunch of the largest banks, Merrill Lynch, Morgan Stanley, Citigroup having bad assets on their books, mortgage backed securities. [read post]
7 Feb 2023, 7:00 am
For most individual investors filing a complaint against Merrill Lynch will involve going to FINRA arbitration. [read post]
2 Feb 2023, 10:55 am
01:12 – Jake Zamansky, Investment Fraud Lawyer Okay, if you’ve lost money from a Wall Street brokerage firm, let’s say UBS, Merrill Lynch, or Morgan Stanley, you have to go to what’s called FINRA arbitration. [read post]
21 Jan 2022, 2:17 pm
Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatWest Markets Securities Inc., and Washington Mutual Mortgage Securities Corp., resolving allegations that the banks did not adequately disclose the characteristics of certain mortgage-backed securities sold to New Mexico pension funds and a state-run investment council between 2003 and 2010. [read post]
21 Jan 2022, 2:17 pm
Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatWest Markets Securities Inc., and Washington Mutual Mortgage Securities Corp., resolving allegations that the banks did not adequately disclose the characteristics of certain mortgage-backed securities sold to New Mexico pension funds and a state-run investment council between 2003 and 2010. [read post]
20 Sep 2021, 6:08 pm
Boggs, a Chicago-based registered investment advisor and former Merrill Lynch financial advisor, told his clients that he would use their funds to buy securities. [read post]
13 Jul 2021, 5:30 am
So troubling clues existed for those with a diligent and discerning eye for numbers and financial statement footnotes, but when Merrill Lynch, among other Wall Street firms, rated Enron a strong buy in late September/early October of 2001, who really needed to look that hard? [read post]
25 Mar 2021, 7:07 am
Between 2008 and 2018, Boggs reportedly admitted to defrauding at least eight clients at Merrill Lynch to pay for “international travel, expensive meals at restaurants, rents at multiple apartments, and the mortgage on his personal residence,” according to the article citing the plea agreement. [read post]
6 Aug 2019, 11:00 pm
How do you retire when you have no money? [read post]
25 Jul 2019, 2:24 pm
Several large global banks, including Deutsche Bank, Merrill Lynch, Santander, JPMorgan, and Commerzbank, were involved in one of the largest tax evasion trading schemes in history, referred to as “cum-ex,” where bank clients falsely claimed multiple tax rebates on capital gains taxes. [read post]
27 Feb 2019, 7:40 am
The defendants in the case include JP Morgan (JPM), Bank of America (BAC), Citigroup (C), Barclays Bank (BARC), Deutsche Bank (DB), Credit Suisse (CS), UBS (UBS), Merrill Lynch, BNP Paribas Securities Corp., FTN Financial Securities, Goldman Sachs (GS), and First Tennessee Bank. [read post]
6 Nov 2018, 10:38 am
Previous to working as an LPL Financial broker, Camarco was a Morgan Stanley (MS) broker and before that she was with Merrill Lynch, Pierce, Fenner, & Smith. [read post]
16 Aug 2018, 5:48 pm
One of the more infamous Goldman collateralized debt obligations was the Abacus CDO, which resulted in the bank settling a related Securities and Exchange Commission case for $550M over allegations that it misled investors about the subprime mortgage product. [read post]
25 Jun 2018, 5:21 am
SEC Charges Merrill Lynch for Failure to Supervise RMBS TradersMerrill Lynch, Pierce, Fenner & Smith Inc. will pay more than $15 million to settle charges that its employees misled customers into overpaying for Residential Mortgage Backed Securities (RMBS). [read post]
15 Jun 2018, 7:23 am
SEC Charges Merrill Lynch Failure to Supervise According to a press announcement on Monday, the Securities and Exchange Commission announced that Merrill Lynch, Pierce, Fenner & Smith Inc. will pay more than $15 million to settle charges that its employees allegedly misled customers into overpaying for Residential Mortgage Backed Securities (RMBS). [read post]
21 May 2018, 2:03 pm
Merrill Lynch Mortgage Lending, Inc. [read post]
17 May 2018, 12:45 pm
Among the customers that were harmed: Citigroup Global Markets (C), Barclays Capital (BARC), Goldman Sachs (GS) Asset Management, Merrill Lynch Wealth Management, Morgan Stanley (MS), and others. [read post]
3 Feb 2018, 12:00 am
I can’t tell you how many times we’ve come across somebody who says, “Well, I like my money with Merrill Lynch, Morgan Stanley, or one of these large ones because they’re these big institutions. [read post]
14 Dec 2017, 10:48 pm
Bank of America acquisition of Merrill Lynch $2.4 billion In 2013, a federal judge in New York issued final approval to a $2.4 billion settlement stemming from the failure of mortgage-backed securities and Bank of America’s acquisition of Merrill Lynch & Co. [read post]
15 Nov 2017, 6:21 pm
From 1993 to 2000, Camarco was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
