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9 May 2012, 7:13 am
The Complaint states that some marketing materials depict the Port Huron Funds as dealing in precious metals and coins or securities focused on precious metals, while others describe the Port Huron Funds as hedge funds trading in global, preferred stocks and corporate and government bonds. [read post]
23 Mar 2018, 2:56 pm
Hong Kong & Shanghai Banking Corporation (HSBC) bank note, 2009. [read post]
26 Dec 2018, 6:33 am
“Collectible” generally means “tangible personal property,” such as art, antiques, metals, gems, stamps, coins, or alcoholic beverages. [read post]
29 Sep 2013, 6:11 pm
ENCAP is in the business of developing industrial coatings for metal surfaces to prevent corrosion. [read post]
3 Sep 2014, 8:31 am
Others may go the less culinary route and gift mooncakes made of precious metals or stones. [read post]
26 Feb 2014, 5:48 am
He traded based on nonpublic information he learned about potential client Titanium Metals Corporation ahead of its merger announcement in November 2012. [read post]
14 Nov 2023, 9:04 am
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) surpassed $2 billion in whistleblower awards, according to the whistleblower law firm Kohn, Kohn & Colapinto. [read post]
28 Dec 2011, 8:22 am
Securities and Exchange Commission has reaffirmed its position that shareholder proposals seeking auditor rotation policies may be omitted as “ordinary business” matters. [read post]
30 Oct 2019, 5:22 pm
The Commodity Exchange Act, 7 U.S.C. [read post]
30 Oct 2019, 5:22 pm
The Commodity Exchange Act, 7 U.S.C. [read post]
4 Mar 2022, 8:52 am
I have considered this in the context of the institutionalization of collective activity to serve strong but suppressed demand for goods and services (The Drama of Corporate Law: Narrator between Citizen, State, and Corporation (Michigan State L Rev, Winter 2009)). [read post]
12 Aug 2020, 8:59 am
Curiously, under the Act the term “person” does not include “public corporations,” government, or governmental entities. [read post]
9 May 2008, 8:09 am
The Prokhorov-Potanin dispute extended to another Russian metals company, Polyus Gold, early this season. [read post]
6 Sep 2012, 9:31 pm
Singh was a metals and mining-focused research analyst at Rodman & Renshaw, LLC from 2009 to 2011. [read post]
6 Sep 2012, 9:31 pm
Singh was a metals and mining-focused research analyst at Rodman & Renshaw, LLC from 2009 to 2011. [read post]
10 Oct 2012, 8:50 pm
Facts of the Case Quanex Corporation, now known as Gerdau MacSteel, is a publicly-traded Delaware corporation engaged in the manufacture of metal products. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
4 Jul 2010, 2:25 pm
(This is Part 1 of a review of Ian Bremmer, The End of the Free Market: Who Wins the War Between States and Corporations? [read post]
24 Jan 2024, 4:29 pm
It was an active year for fraud enforcement at the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC). [read post]