Search for: "Metlife Group, Inc."
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9 Apr 2014, 2:48 pm
According to Reuters, two former brokers for MetLife Securities Inc, Christopher Birli and Patrick Chapin, have been accused of orchestrating a scheme to generate inflated commissions by switching clients’ variable annuities. [read post]
21 Mar 2014, 9:49 am
Hanauer & Co from 12/2008 – 09/2009, Wachovia Securities from 10/2007 – 12/2008, and Metlife Securities Inc from 06/2007 -10/2007. [read post]
20 Mar 2014, 9:54 am
According to a recent Investment News report, the following firms are the top participating issuers of annuities: MetLife, Prudential Financial, Jackson National, TIAA-CREF, Lincoln Financial Group, SunAmerica/VALIC, Nationwide, AXA Equitable, Ameriprise Financial, AEGON/Transamerica, Allianze Life, Pacific Life, Sun Life Financial, Protective, and New York Life. [read post]
13 Oct 2013, 9:00 pm
As a result of the 2008 global financial crisis and huge exposures to subprime real estate mortgages incurred by one its non-insurance subsidiaries, American International Group, Inc. [read post]
12 Sep 2013, 8:09 am
According to a recent Investment News report, the following firms are the top participating issuers of annuities: MetLife, Prudential Financial, Jackson National, TIAA-CREF, Lincoln Financial Group, SunAmerica/VALIC, Nationwide, AXA Equitable, Ameriprise Financial, AEGON/Transamerica, Allianze Life, Pacific Life, Sun Life Financial, Protective, and New York Life. [read post]
21 May 2013, 7:53 am
Due, in part, to the recent financial crises, the Erickson Retirement Communities, Inc. [read post]
27 Mar 2013, 1:53 pm
The enforcement includes settlements announced in 2012 with Prudential Company of America and MetLife Inc., as well as a multi-state investigation of American International Group Inc. [read post]
9 Jun 2012, 7:29 pm
” Janus Capital Group Inc. v. [read post]
30 Apr 2012, 2:33 pm
Recent matters they have worked on include MetLife, Inc. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
7 Dec 2011, 2:18 pm
His FINRA broker report, publicly available from FIRNA.org, shows that from 12/2004-02/2007 he was registered with Metlife Securities Inc., from 12/2006-03/2010 he was registered with the Gunnallen Financial Inc. [read post]
30 Nov 2011, 4:13 am
These groupings were determined using data from the 2000 U.S. [read post]
4 Nov 2011, 1:42 am
Well, if I remember correctly, there was a whole gaggle of talking heads acting kind of superior and questioning why the group was protesting and what their goals were? [read post]
25 Jul 2011, 11:17 am
New York Attorney General Eric Schneiderman sent subpoenas in June to units of AXA SA, Genworth Financial Inc., Guardian Life Insurance Co. of America, Manulife Financial Corp., Massachusetts Mutual Life Insurance Co., MetLife Inc., etc.Title Insurance: CALIFORNIA FEDERAL JUDGE ORDERS ARBITRATION IN TITLE INSURANCE DISPUTE, In re Cal. [read post]
21 Jul 2011, 2:31 pm
The joint report cited the usual suspects including Citibank, Bank of America, JPMorgan Chase and Wells Fargo, Ally Financial Inc., Aurora Bank, EverBank, HSBC, MetLife Bank, OneWest Bank, PNC, Sovereign Bank, SunTrust Banks, U.S. [read post]
2 Jun 2011, 10:33 pm
Two homeowners in that lawsuit said they bought new homes late last year from Nevada Homes Group Inc. [read post]
7 May 2011, 6:37 am
., HSBC Holdings Plc, OneWest, MetLife Inc., PNC Financial Services Group Inc. [read post]
2 May 2011, 11:23 pm
Paul Richard Soto, formerly with Metlife Securities Inc. in Sacramento, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with a finding that he exercised discretions in customer accounts without written authorization from his firm. [read post]
15 Apr 2011, 7:50 pm
Several other mortgage servicers are included in the government's crackdown to improve internal processing methods, including: the GMAC unit of Ally Financial Inc., Aurora Bank FSB, EverBank Financial Corp., HSBC Holdings Plc, OneWest, MetLife Inc., PNC Financial Services Group Inc., Sovereign Bank, and US Bancorp also signed consent agreements with regulators. [read post]
14 Apr 2011, 6:00 am
MetLife Auto & Home Group—$2,983,23625. [read post]