Search for: "Metlife Inc"
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21 Jul 2009, 8:47 am
" The suit is against MetLife Co. and MetLife, Inc. [read post]
3 May 2016, 9:46 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined MetLife Securities, Inc. [read post]
9 Apr 2014, 2:48 pm
According to Reuters, two former brokers for MetLife Securities Inc, Christopher Birli and Patrick Chapin, have been accused of orchestrating a scheme to generate inflated commissions by switching clients’ variable annuities. [read post]
7 Aug 2017, 2:47 pm
Better Markets, Inc. characterized in the order as a “‘nonpartisan, nonprofit, public interest organization’ focused on the United States financial system,” filed a motion with the U.S. [read post]
10 Apr 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Christopher Birli and Patrick Chapin, two former brokers for MetLife Securities Inc., allegedly engaged in a seven-year scheme to pump up commissions by having customers switch $21 million in annuities. [read post]
14 Jan 2014, 9:55 am
Metlife, Inc., C.A. [read post]
16 Oct 2011, 7:46 pm
MetLife Bank, a division of insurer MetLife Inc., is selling the bank's mortgage business, citing uncertainty in the marketplace and a regulatory environment that requires excessive resources. [read post]
17 Apr 2014, 7:14 am
Under a proposed settlement agreement submitted to the court on Friday, April 11, Metlife, Inc. would pay $1.97 million to resolve class allegations that it unlawfully failed to pay California financial services representatives (FSR) their commissions, debited their accounts for company operating expenses, and neglected to pay overtime, and/or reimburse them for business expenses (Johnson v Metlife, Inc, CDCal). [read post]
15 Oct 2007, 2:03 pm
The SEC said that defendant Kevin James Dunn Jr., then an employee of MetLife Securities Inc., was friends with the widow and convinced her to invest her terror-attack compensation funds with him and MetLife. [read post]
22 Feb 2021, 11:19 am
MetLife Investment Management (MIM), the institutional asset management business of MetLife Inc., Monday announced it completed a public-private partnership transaction that will provide $203.5 million in funding for Prince George’s County Public Schools, the second largest public school system in the state and a top 20 public school district in the United States. [read post]
16 Oct 2013, 7:19 am
Nagi entered the securities industry in 1999 with MetLife Securities Inc., where... [read post]
3 Aug 2009, 9:03 am
Various news reports say that American International Group Inc. [read post]
14 Aug 2020, 5:49 am
UPDATE: No Rationale And No Explanation In FINRA Arbitration Decision (BrokeAndBroker.com Blog)FINRA Arbitration Awards Online CrashesFINRA Disciplinary Actions Online CrashesChancery Court Declines to Excuse Demand Upon Directors In MetLife Derivative SuitIn re MetLife Inc. [read post]
13 Aug 2015, 11:17 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Original post can be found here.MetLife Inc. and LPL Financial, two large financial services firms, have entered a heated dispute over the poaching of 60 brokers. [read post]
16 Nov 2011, 11:00 am
U.S. long-term health-care costs rose as much as 5.6 percent this year, led by assisted-living expenses, and are climbing at a steeper rate during a weak economy, MetLife Inc. said. [read post]
10 May 2016, 11:16 am
On May 3, 2016, the Financial Industry Regulatory Authority announced that MetLife Securities, Inc. agreed to pay $25 million to settle allegations that the company misled its customers in tens of thousands of variable annuity replacement applications. [read post]
2 Jun 2008, 9:28 am
., Inc. v. [read post]
4 Feb 2019, 2:18 pm
MetLife Must Pay New York Regulator $19.75M Penalty for Not Paying Pensions New York’s’ Department of Financial Services has imposed a $19.75M penalty against MetLife Inc. after finding that the insurer did not pay more than 13,000 people the pensions they were owed. [read post]
28 Apr 2012, 8:50 pm
Allstate has also filed RMBS lawsuits against other financial firms, including Merrill Lynch (MER) units, Citigroup Inc. [read post]
27 Jun 2012, 2:53 pm
The Missouri Insurance Department will collect more than $700,000 from MetLife Inc. as part of the insurers’ settlement with state regulators over its life insurance policy settlement practices. [read post]
