Search for: "Metlife Inc"
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11 Oct 2013, 3:37 am
Nagi entered the securities industry in 1999 with MetLife Securities Inc., where... [read post]
5 Sep 2018, 4:20 am
While registered with FINRA member firm MetLife Securities, Inc., Cohen obtained at least $14,6060.94 in reimbursements for false expense reports because the corresponding pre-approved client marketing events did not occur and, ther... [read post]
11 Jun 2013, 9:04 am
Troutman, Respondent (AWC 2011029186101, June 5, 2013).In 1958, Troutman became associated with MetLife Securities, Inc. and Metropolitan Life Insura... [read post]
15 Jun 2018, 2:02 am
., AdvisorLaw LLC, Broomfield, Colorado.For Respondent MSI Financial Services, Inc.: Eunice Jordon, Esq., MetLife LegalAffairs, New York, New York.CASE INFORMATIONStatement of Claim filed on or about: December 7, 2017.Claimant signed the Submission Agreement: December 7, 2017.Statement of Answer filed by Respondents on or about: February 1, 2018.Respondent signed the Submission Agreement: January 29, 2018.CASE SUMMARYClaimant asserted the following cause of actio... [read post]
19 May 2017, 9:08 am
Formerly of Metlife Securities Inc. and Pruco Securities, LLC, Turner accrued nearly two dozen disclosures — including customer disputes, a regulatory action, and a separation following allegations — during his three-year tenure in the industry. [read post]
7 Feb 2009, 9:30 am
Last week I attended a function entitled, "Supporting Diversity in Government Contracting of Outside Legal Services: Challenges and Opportunities" held at the Association of the Bar of the City of New York.Participants on the various afternoon panels included Richard Meade, Chief Legal Officer of Prudential Financial Inc., and Paul Cellupica, Chief Counsel of Securities Regulation and Corporate Services at MetLife, Inc. [read post]
4 May 2015, 4:00 am
See our profiles of MassMutual, MetLife, Northwestern Mutual, and Guardian. [read post]
21 Nov 2019, 7:38 am
MetLife Group, Inc., November 15, 2019, Saris, P.). [read post]
7 Aug 2010, 12:25 pm
It has subpoenaed a number of companies including Northwestern Mutual, Prudential Financial, Inc, MetLife, inc., New York Life Insurance Company, Genworth Financial and Unum Group. [read post]
10 Apr 2015, 6:14 am
Anderson was a registered broker associated with MetLife Securities, Inc. [read post]
25 Apr 2019, 2:52 am
MetLife Auto & Home Insurance Agency, Inc., No. [read post]
20 Jan 2015, 9:08 am
MetLife Inc. et al. rejected the class certification bid from 212 investors whose claims were based on being the victims of an alleged Ponzi scheme said to involve fraudulent investments sold by agents of MetLife and subsidiary New England Life Insurance Co. [read post]
29 May 2018, 1:57 pm
and Lyft Inc., and the advent of electric vehicles and driverless cars, are poised to chip away at the higher prices that real estate around subways and bus stops has earned, according to a report from MetLife Inc. [read post]
29 May 2018, 1:57 pm
and Lyft Inc., and the advent of electric vehicles and driverless cars, are poised to chip away at the higher prices that real estate around subways and bus stops has earned, according to a report from MetLife Inc. [read post]
14 Jun 2010, 4:37 am
Availability of absolute or qualified privilege in judicial and quasi-judicial actionsRosenberg v Metlife, Inc, 8 NY3d 359The Rosenberg decision provides an opportunity to explore the issue of the “qualified immunity” and the “absolute immunity” of individuals in the public service sued for alleged libel or slander flowing from their performance of an official duty.The United States Court of Appeals for the Second Circuit asked the New York State Court of… [read post]
18 May 2015, 4:00 am
See our profiles of MassMutual, MetLife, Northwestern Mutual, Guardian, Hartford, and Standard. [read post]
9 Nov 2015, 3:55 pm
See our other profiles of Great-West, MassMutual, MetLife, Northwestern Mutual, Guardian, Hartford, and Standard. [read post]
20 Dec 2011, 7:02 am
Similarly, Jackson National Life Insurance Co., MetLife, Inc., Prudential Financial, Inc. and John Hancock Life Insurance Co. announced a significant scale back or elimination of many of the living benefits that made the products so attractive to investors. [read post]
29 Dec 2020, 7:40 am
(CRD#:42150) of Montgomery, TX, McNally Financial Services Corporation (CRD#:121196) of The Woodlands, TX, and MetLife Securities Inc. [read post]
27 Feb 2018, 11:34 am
Defendant Travelers insured MetLife, Inc. under a CGL policy with a $2 million per occurrence limit. [read post]
