Search for: "Metlife Inc"
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6 Nov 2015, 11:35 am
From the Desk of Jim Eccleston at Eccleston Law LLC:MetLife Inc., the largest U.S. life insurer, is under FINRA’s investigation regarding the company’s broker-dealer unit’s violations tied to variable annuities.According to FINRA, the probe focused on potential violations “regarding alleged misrepresentations, suitability, and supervision in connection with sales and replacements of variable annuities and certain riders on such annuities. [read post]
15 Oct 2015, 6:38 am
MetLife, Inc., 2015 WL 5311196 (S.D.N.Y Sept. [read post]
9 Sep 2015, 6:17 am
Thereafter, from September 2009, until February 2011, Sabourin was registered as a broker with MetLife Securities Inc. [read post]
13 Aug 2015, 11:17 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Original post can be found here.MetLife Inc. and LPL Financial, two large financial services firms, have entered a heated dispute over the poaching of 60 brokers. [read post]
31 Jul 2015, 2:58 pm
Berger had misappropriated funds from elderly customers with registered with Wells Fargo Advisors LLC and MetLife Securities, Inc. [read post]
23 Jul 2015, 7:10 am
By Amy Leisinger, J.D.In MetLife, Inc. [read post]
4 Jun 2015, 12:37 pm
(MetLife), a wholly-owned subsidiary of MetLife Inc., which thereafter originated FHA-insured mortgages under the MetLife name. [read post]
3 Jun 2015, 8:18 am
(“Metlife”), a wholly-owned subsidiary of Metlife, Inc., which thereafter originated FHA-insured mortgages under the Metlife name. [read post]
18 May 2015, 4:00 am
See our profiles of MassMutual, MetLife, Northwestern Mutual, Guardian, Hartford, and Standard. [read post]
16 May 2015, 5:14 pm
Petitioner 321 Henderson Receivables Origination, LLC is seeking approval of a transfer of structured settlement payment rights from respondent AW, payee of periodic payments to be made or guaranteed by Metropolitan Life Insurance Company and Metropolitan Tower Life Insurance Company a/k/a MetLife Tower Resource Group, Inc. [read post]
12 May 2015, 3:30 pm
Inc. 90271J184 UBS Trigger Phoenix Autocallable Optimization Securities linked to Research In Motion, Ltd. 90271J176 UBS Trigger Phoenix Autocallable Optimization Securities linked to Chesapeake Energy Corp. 90271J127 UBS Trigger Phoenix Autocallable Optimization Securities linked to Citigroup 90271H873 UBS Trigger Phoenix Autocallable Optimization Securities linked to Chesapeake Energy Corp. 90271J143 UBS Trigger Phoenix Autocallable Optimization Securities linked to Anadarko Petroleum… [read post]
12 May 2015, 3:26 pm
Inc. 902641802 UBS Yield Optimization Securities with Contingent Protection linked to McDonald’s Corp. 902641851 UBS Yield Optimization Securities with Contingent Protection linked to Schlumberger, Ltd. 902641869 UBS Yield Optimization Securities with Contingent Protection linked to Oracle Corp. 902641877 UBS Yield Optimization Securities with Contingent Protection linked to Dell Inc. 902641885 UBS Yield Optimization Securities with Contingent Protection linked to AT&T… [read post]
12 May 2015, 2:47 pm
Penney Co., Inc. 17316G883 Citigroup ELKS based upon the American Depository Shares representing the Class A Ordinary Shares of Baidu, In 17316G792 Citigroup ELKS Based Upon the Common Stock of JDS Uniphase Corporation 17316G842 Citigroup ELKS Based Upon the Common Stock of General Electric Company 17316G859 Citigroup ELKS Based Upon the Common Stock of Chesapeake Energy Corp. 17316G867 Citigroup ELKS based upon the common stock of American Express Co. 17316G776 Citigroup ELKS linked to… [read post]
12 May 2015, 2:43 pm
Steel Corp. 06366QH75 Bank of Montreal Reverse Exchangeable Notes linked to Alcoa, Inc. 06366QH91 Bank of Montreal Reverse Exchangeable Notes linked to Delta Air Lines, Inc. 06366QJ24 Bank of Montreal Reverse Exchangeable Notes linked to Dow Chemical Company 06366QJ73 Bank of Montreal Reverse Exchangeable Notes linked to Las Vegas Sands Corp. 06366QJ81 Bank of Montreal Reverse Exchangeable Notes linked to MercadoLibre Inc 06366QJ99 Bank of Montreal Reverse Exchangeable… [read post]
4 May 2015, 4:00 am
See our profiles of MassMutual, MetLife, Northwestern Mutual, and Guardian. [read post]
27 Apr 2015, 4:00 am
See our profiles of MassMutual, MetLife, and Northwestern Mutual. [read post]
16 Apr 2015, 1:51 pm
Young was accused of borrowing more than $200,000 from customers in violation of FINRA rules while a registered representative of MetLife Securities, Inc. [read post]
10 Apr 2015, 6:14 am
Anderson was a registered broker associated with MetLife Securities, Inc. [read post]
25 Feb 2015, 12:50 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
27 Jan 2015, 2:37 pm
MetLife has challenged the SIFI designation in federal court. [read post]
