Search for: "Michael Mallon" Results 21 - 37 of 37
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1 Jul 2015, 4:00 am by nedaj
 Bart Mallon can be reached directly at (415) 868-5345. [read post]
28 Feb 2010, 1:18 am by Hedge Fund Lawyer
Lunch Keynote Speaker: Michael Dunn, Commissioner, CFTC Introduced by: Dan Roth, President and CEO, NFA 1:45 - 2:45 p.m. [read post]
30 Oct 2009, 2:01 am
[Some thoughts from James Wu and Michael Smith which I did not catch.] [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
16 Nov 2011, 7:53 am by Phil
The table of contents: General Chapter: 1 The Use of Declaratory Relief Across the World – Gerry Kamstra & Christian Harmsen, Bird & Bird LLP General Chapter: 1 The Use of Declaratory Relief Across the World – Gerry Kamstra & Christian Harmsen, Bird & Bird LLP Country Question and Answer Chapters: 2 Australia Griffith Hack Lawyers: Wayne Condon & Eliza Mallon 3 Austria Fiebinger Polak Leon Attorneys-at-Law: Constantin Kletzer & Kristina Hesse 4 Belgium… [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
23 Sep 2018, 12:59 pm by Lawrence B. Ebert
The Almanac feature touching on "Typhoid Mary" was a bit grim: And now a page from our "Sunday Morning" Almanac: September 23, 1869, 149 years ago today … the day that saw the birth, in rural Ireland, of Mary Mallon – remembered today as "Typhoid Mary. [read post]
12 Jan 2010, 10:34 am by Hedge Fund Lawyer
Member Firms Subject to Increased Oversight & Compliance Responsibilities In early December the National Futures Association (“NFA”) submitted two proposed amendments proposed amendments to the Commodity Futures Trading Commission (“CFTC”) regarding NFA Member Firms and their use of the internet and social media networks. [read post]
4 Apr 2018, 11:28 am by CFM Admin
The bill would prohibit licensing fees targeted at cryptocurrency businesses and establish new audit requirements focusing on security. *** Bart Mallon is a founding partner of Cole-Frieman & Mallon LLP and focuses his legal practice on the investment management industry. [read post]
23 Feb 2010, 12:47 am by nkim
Michael Thomas writes, I do not live here in this “free” society to have someone from the government babysitting me. [read post]
4 Nov 2013, 9:46 am by Jane Chong
 To borrow the words of law professors Michael Rustad and Thomas Koenig, the current paradigm is one in which “[t]he software industry tends to blame cybercrime, computer intrusions, and viruses on the expertise and sophistication of third party criminals and on careless users who fail to implement adequate security, rather than acknowledging the obvious risks created by their own lack of adequate testing and flawed software design. [read post]
16 Sep 2009, 1:47 pm
(Lunenburg, MA; Michael Verge, President) Adm Trading, Inc. [read post]
26 Jun 2023, 6:30 am by Guest Blogger
This, as well as explicit references to The Federalist establishes the “causal link” Grace Mallon seeks between the early and later practice of interposition and Publius’s essays. (59, 82, 109, 113, 118, 123, 150, 174, 278) However, in 1798 Madison introduced a second version of interposition while drafting resolutions for Virginia’s legislature responding to the draconian Alien and Sedition Acts. [read post]
12 Mar 2017, 5:03 pm by INFORRM
New Zealand In a comprehensive judgment in the case of Durie v Gardiner [2017] NZHC 377 Mallon J has considered a defence of “honest opinion”. [read post]