Search for: "Michael Merrill"
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9 Apr 2021, 4:00 am
Gaetz Is Said to Have Boasted of His ‘Access to Women’ Provided by Friend Charged in Sex-Trafficking Case MSN – Michael Scherer and Matt Zapotosky (Washington Post) | Published: 4/2/2021 U.S. [read post]
9 Dec 2020, 6:49 pm
Law.com reported today that the Open Courts Act of 2020 has been passed by the House of Representatives. [read post]
7 Dec 2020, 5:46 am
Rick Merrill, CEO, Gavelytics, Santa Monica, CA. [read post]
24 Oct 2020, 6:10 pm
Merrill, the U.S. [read post]
19 Oct 2020, 10:34 am
• Michael P. [read post]
7 Oct 2020, 11:08 am
Lerner, UC Irvine School of Law (no endorsement by UCI) Kathleen Lu William Marshall, CIPP/E, Partner, UBM Law Group, LLP Whitney Merrill, Privacy Advocate and Attorney Jess Miers, CIPP/US, Legal Policy Specialist at Google Michael Moore Alma Murray Max P. [read post]
3 Sep 2020, 8:21 am
Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Scott McVicker Market Wise Securities, inc. [read post]
8 Aug 2020, 2:21 am
UPDATE: Ir-Rationale FINRA Merrill Lynch EFL Arbitration Decision Cited By Tax Court (BrokeAndBroker.com Blog)FINRA Announces Results of Governor Elections / Firms Elect Wendy Lanton as Small Firm Governor, Re-Elect Jim Nagengast as Large Firm Governor (FINRA Release)New Jersey Broker Sentenced to Prison for "Cherry-Picking" Scheme (DOJ Release)FINRA Imposes Fine and Suspension for Rep's Willful Nondisclosure of Tax LiensIn the Matter of Steven Michael Voce,… [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
3 Jul 2020, 3:00 am
National/Federal A Common Thread Among Many Trump Press Staffers: They’re related to other Trump staffers MSN – Paul Fahri (Washington Post) | Published: 6/23/2020 Landing a White House job is a highly competitive sport, and who manages to get those jobs has always been a subject of fascination. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual Investment Services, LLC… [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC … [read post]
20 May 2020, 2:25 pm
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bressman, Michael FCG Advisors, LLC Merrill Lynch, Pierce, Fenner & Smith Inc Dannenberg, Stephanie Dineen, Mary Ann UBS… [read post]
17 May 2020, 9:30 pm
Harold Ickes (center); Edward Taylor (left) LC[Longtime LHB readers will recall that for the exam in my legal history course I write an essay about some regulatory regime I did not cover in class and ask students to compare it with the ones we did. [read post]
8 May 2020, 9:47 am
Yee Yee Htwe Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmers Financial Solutions, LLC Randy Jackson Merrill Lynch, Pierce, Fenner & Smith Incorporated E*Trade Securities LLC Scott Levine Craft Capital Management LLC PHX Financial, Inc. [read post]
24 Apr 2020, 3:00 am
On top of being Merrill’s tenant, Gaetz attended fundraisers at Merrill’s restaurants and sought his counsel on policy matters. [read post]
2 Mar 2020, 9:18 am
Magistrate Judge Michael E. [read post]
9 Jan 2020, 6:56 am
Incorporated (CRD#:8209) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of McLean, VA. [read post]
16 Dec 2019, 9:05 pm
There are two principal sets of challengers to the modern administrative state today: those who see the modern administrative state as a threat to or an affront to the constitutional separation of powers, and those who are more or less at peace with the modern administrative state as a constitutional matter but are nevertheless deeply distressed by the highly bureaucratized administrative state in the United States, one that they view as hopelessly inefficient, rigid, and unresponsive. [read post]
