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U.S. Futures Exchanges Disciplinary Actions Report - July 2016
31 Dec 1969, 4:00 pm
ICE Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - April 2016
31 Dec 1969, 4:00 pm
ICE FUTURES U.S. 2015-025Spoofing Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Alert: December 2017
31 Dec 1969, 4:00 pm
Futures Exchanges Disciplinary Actions Report is a monthly report Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
For Those Keeping Tally, Another Win for Defendants’ Rights: Exploring De Novo Review and Burdens of Proof
31 Dec 1969, 4:00 pm
Energy Michael Brooks, Bob Pease, David Perlman, Stephen Hug, Ryan Eletto, Serena Rwejuna view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - November 2016
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - May 2017
31 Dec 1969, 4:00 pm
NYMEX NYMEX 16-0372-BCMisc.Violation of Rule 432.Q, 432.W – General Offenses Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Liberalize Exceptions to Position Limit Aggregation Rules
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, George Fatula, Jennifer Lias view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
FERC Annual Enforcement Update
31 Dec 1969, 4:00 pm
FERC Annual Enforcement Update Energy Michael Brooks, Stephen Hug, Catherine McCarthy, Bob Pease, David Perlman, Sarah Rafie, Serena Rwejuna, Paul Wight view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - February 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report: March 2016
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - May 2016
31 Dec 1969, 4:00 pm
NYMEX NYMEX 15-0150-BC-3 and NYMEX 15-0150-BC-4 EFRP Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - July 2017
31 Dec 1969, 4:00 pm
NYMEX NYMEX 15-0305-BCPosition LimitsViolation of Rule 562 – Position Limit Violations Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - October 2016
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
FERC Proceeds With Enforcement Action Against Total Gas & Power North America
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Stephen Hug view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
CFTC Seeks Comments Regarding ICE Futures U.S. Rules Governing Trading on Non-Public Information After ICE and NYMEX Interpretations Differ on “Pre-Hedging” Block Trades
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Jennifer Lias view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - March 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
Court Clarifies Standard For CFTC Price-Based Manipulation Charge
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Stephen Hug, Jennifer Gordon, Serena Rwejuna view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - April 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
FERC Denies Request for Discovery by Respondent in FERC Enforcement Case
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Stephen Hug, Serena Rwejuna view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Alert: April 2018
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto, Josh Freda view [read post]
Energy Legal Blog - http://www.energylegalblog.com/