Search for: "Michael S. Morgan" Results 81 - 100 of 1,240
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My Report on the Baltimore Report
7 Apr 2023, 4:45 am by Leslie C. Griffin
Brother Eugene Morgan 103. [read post]
Verdict - http://verdict.justia.com/
FINRA Suspends Broker Todd Seymour For Outside Business Activities
28 Mar 2023, 12:15 pm by Silver Law Group
Once he became a registered representative, he continued to do so with both Morgan Stanley’s and Raymond James’ permission. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Law and Media Round Up – 20 March 2023
20 Mar 2023, 2:56 am by INFORRM
The Michael Geist blog has more information here. [read post]
Inforrm's Blog - https://inforrm.wordpress.com/
Weekly Roundup: February 24 – March 2, 2023
3 Mar 2023, 6:30 am
Jackson (Harvard Law School), Tyler Gellasch (Healthy Markets Association), on Tuesday, February 28, 2023 Tags: Congress, Goldman Sachs, Investor protection, MiFID, Morgan Stanley, SEC The Universal Proxy: An Early Look Posted by Keir Gumbs, Broadridge, on Tuesday, February 28, 2023 Tags: Corporate governance, NYSE, Proxy season, Rule 14a-2, SEC, Universal Proxy Fiduciary Duties of Public Pension Systems and Registered Investment Advisors Posted by Jed Rubenfeld, Strive Asset… [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: February 24 – March 2, 2023
3 Mar 2023, 6:30 am
Jackson (Harvard Law School), Tyler Gellasch (Healthy Markets Association), on Tuesday, February 28, 2023 Tags: Congress, Goldman Sachs, Investor protection, MiFID, Morgan Stanley, SEC The Universal Proxy: An Early Look Posted by Keir Gumbs, Broadridge, on Tuesday, February 28, 2023 Tags: Corporate governance, NYSE, Proxy season, Rule 14a-2, SEC, Universal Proxy Fiduciary Duties of Public Pension Systems and Registered Investment Advisors Posted by Jed Rubenfeld, Strive Asset… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Patently-O Bits and Bytes by Juvan Bonni
26 Feb 2023, 6:00 pm by Juvan Bonni
Michael Best NSIP LAW TraskBritt, PC, Kubota & Basol LLP HPC Weaver Austin Villeneuve & Sampson LLP Sheridan Ross P.C. [read post]
Patently-O - https://patentlyo.com
Bruce Judge and Erica Blachman Hitchings Speak at Federal Bar Association’s 2023 Qui Tam Conference
23 Feb 2023, 7:20 am by Melissa Tremblay
In addition, two DOJ officials: Michael C. [read post]
Whistleblower Blog and News - https://www.whistleblowerllc.com/blog-news/
Weekend Roundup
17 Feb 2023, 9:30 pm by ernst
at Gustavus Adolphus College.Marquette University Law School Faculty Blog has a series on LHB Guest Blogger Michael Ariens’s book The Lawyer’s Conscience. [read post]
Legal History Blog - http://legalhistoryblog.blogspot.com/
News You Can Use Digest – February 17, 2023
17 Feb 2023, 3:00 am by Jim Sedor
National/Federal After Helping Prince’s Rise, Trump and Kushner Benefit from Saudi FundsMSN – Michael Kranish (Washington Post) | Published: 2/11/2023 The day after leaving the White House, Jared Kushner created a company he transformed months later into a private equity firm with $2 billion from a sovereign wealth fund chaired by Saudi Crown Prince Mohammed bin Salman. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
SEC Chair Gensler on Proposed Rules About Investment Adviser Custody
16 Feb 2023, 9:01 pm by renholding
Staley, Shane Cox, Laura Harper Powell, Michael Schrader, Samuel Thomas, Holly H. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Does ESG Information Affect Individual Investors’ Portfolio Choices?
6 Feb 2023, 9:05 pm by renholding
This post comes to us from Catharina Janz, Rainer Michael Rilke, and B. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
North Carolina Supreme Court orders rehearings of redistricting and voter ID case
5 Feb 2023, 10:47 am by Lou Kettering | U. Pittsburgh School of Law, US
Justices Michael R. [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
SEC Commissioner Urges Reform of Regulation D and Private Markets
1 Feb 2023, 9:01 pm by renholding
I am concerned, though, that sophistication is not quite the safeguard it’s presumed to be. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Zamansky LLC Investigates Losses from Call Writing Strategies Suffered at Morgan Stanley and Merrill Lynch Due to Investment Fraud
25 Jan 2023, 1:03 pm by Zamansky LLC
  The losses were suffered in a covered call writing options strategy run by financial advisor Craig Sherman Thislethwaite of Morgan Stanley’s Fox Thisletwaite Group in Perrysburg, Ohio. [read post]
Zamansky LLC Blog - http://www.zamansky.com/news-media/
NPU and the Long Interregnum, by William Boyd
24 Jan 2023, 4:00 am by Guest Author
*This is the sixth post in a symposium on Morgan Ricks, Ganesh Sitaraman, Shelley Welton, and Lev Menand’s “Networks, Platforms, and Utilities: Law and Policy. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
16 Books that Every Lawyer Should Read
18 Jan 2023, 12:53 pm by Chris Dreyer
Michael Mogill is an expert at this, making your content creation process simple and approachable. [read post]
Rankings.io Blog - https://rankings.io/blog/
The Week That Will Be
17 Jan 2023, 2:56 pm by John A. Emmons
" Panelists for the event, which is called "Secret War: Unauthorized Combat and Legal Loopholes," include Katherine Yon Ebright, Counsel, Brennan Center Liberty & National Security Program, Oona Hathaway, Professor of Law, Yale Law School, and Wesley Morgan, Journalist and Author, "The Hardest Place: The American Military Adrift in Afghanistan's Pech Valley. [read post]
Lawfare - http://www.lawfareblog.com/
News You Can Use Digest – January 13, 2023
13 Jan 2023, 3:00 am by Jim Sedor
How Kevin McCarthy Survived the GOP Revolt to Become House Speaker MSN – Isaac Arnsdorf, Mariana Sotomayor, Michael Scherer, and Josh Dawsey (Washington Post) | Published: 1/8/2023 Months of posturing and saber-rattling at last gave way to serious talks on changing how the new House would operate, which eventually led to Kevin McCarthy winning the speakership. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
New PatentlyO L.J. Article: What Every Patent and Trademark lawyer Should Understand About the MPEP, TMEP, and Other Guidance
10 Jan 2023, 2:39 pm by Jason Rantanen
 (Morgan.2011.AIAAmbiguities) Joshua D. [read post]
Patently-O - https://patentlyo.com
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2022
30 Dec 2022, 7:37 am by Silver Law Group
  National Planning Corporation   Michael Richie   Fidelity Brokerage Services LLC   Edward Von Der Schmidt   Morgan Stanley & Co. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/