Search for: "Moody's Investors Services, Inc."
Results 21 - 40
of 134
Sorted by Relevance
|
Sort by Date
24 Feb 2009, 9:04 am
Judge Kram did narrow the lawsuit, however, dismissing claims against former Moody's Investors Service COO Brian Clarkson as well as against Michael Kanef, the company's chief regulatory and compliance officer. [read post]
27 Aug 2018, 12:19 pm
SEC Charges Moody’s With Internal Controls Failures and Ratings Symbols Deficiencies (SEC Release 2018-169)https://www.sec.gov/news/press-release/2018-169Without admitting or denying SEC charges, credit rating agency Moody’s Investors Service Inc. agreed to pay $15 million to settle charges of internal controls failures involving models it used in rating U.S. residential mortgage-backed securities (RMBS) and will retain an independent consultant… [read post]
30 Nov 2008, 10:14 am
[JURIST] The National Community Reinvestment Coalition (NCRC) [advocacy website] has filed [complaint, PDF; press release] a federal civil rights complaint with the US Department of Housing & Urban Development (HUD) Office of Fair Housing & Equal Opportunity (FHEO) [official websites] claiming that two leading credit rating agencies, Moody's Investor Services and Fitch Inc. [read post]
12 Nov 2008, 10:00 pm
Rubock, Senior Vice President, Moody's Investors Service, Inc. [read post]
2 Aug 2009, 6:44 pm
AIG and Travelers are both facing difficult situations economic issues..On Friday Moody's Investors Services downgraded two American International Group Inc. [read post]
12 Dec 2014, 6:14 am
Have you suffered losses in Basic Energy Services, Inc. 7.75% 2/15/2019 bonds? [read post]
12 Dec 2014, 6:17 am
Have you suffered losses in Basic Energy Services, Inc. 7.75% 10/15/2022 bonds? [read post]
6 Apr 2011, 9:58 am
The underwriters are believed to have been involved in underwriting the Puerto Rico Conservation Trust Fund Secured Notes 5.90% are: UBS Financial Services, Inc. of Puerto Rico; R-G Investments, Corp.; Santander Securities Corp.; and Popular Securities. [read post]
23 Aug 2007, 6:20 pm
" A lawsuit that plaintiff Compuware Corporation filed against defendant Moody's Investors Services Inc. produced this interesting ruling today by a partially divided three-judge panel of the U.S. [read post]
24 Sep 2007, 12:35 am
Standard & Poor's (S & P), Fitch Ratings Inc., and Moody's Investors Service have all been contacted by the SEC and questioned about their procedures and policies on rating collateral debt obligations (CDOs) and residential mortgage-backed securities (RMBS). [read post]
30 Mar 2023, 10:04 am
Many broker-dealers and financial management firms recommended Northstar to investors, including: Bankoh Investment Services, Inc., Cetera Financial CommunityAmerica Financial Solutions East West Bank Hancock Whitney Investment Services P. [read post]
23 Aug 2012, 7:09 pm
Court of Appeals for the Second Circuit has affirmed a lower court’s ruling to dismiss the ARS lawsuit filed against Merrill Lynch (MER), Merrill Lynch, Pierce, Fenner, and Smith Inc. ( MLPF&S), Moody’s Investor Services (MCO), and the McGraw-Hill Companies, Inc. [read post]
28 Feb 2008, 3:07 am
As you may know, many of the major bond insurance firms in the municipal bond market have either seen their ratings down-graded or placed on negative credit watch or outlook by the leading municipal credit rating services (Moody’s Investors Service, Inc., Standard & Poor’s and Fitch Ratings). [read post]
3 Apr 2015, 3:52 pm
District Court for the Northern District of Illinois granted Standard & Poor’s Financial Services, LLC’s and Moody’s Investors Service, Inc. [read post]
14 Jul 2011, 5:10 am
Bad Credit: Moody's Investors Service raised the pressure on U.S. lawmakers to increase the government's $14.3 trillion debt limit by placing the nation's credit rating under review for a downgrade, Bloomberg reports. [read post]
3 Sep 2010, 6:48 am
The Securities and Exchange Commission Aug. 31 said it has decided not to pursue an enforcement action against Moody’s Investors Service Inc. [read post]
10 Feb 2012, 3:14 pm
The investors service says 12 recent lawsuits accusing law schools of using sleight of hand to make their job-placement figures more appealing to prospective students are bad for business. [read post]
5 Mar 2009, 12:06 pm
., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that… [read post]
15 Jul 2008, 10:04 am
., Moody’s Investor Services Inc. and Standard & Poor’s. [read post]
17 Jun 2014, 5:55 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel recently ordered Ameriprise Financial Services Inc. [read post]
