Search for: "Moore Securities Company"
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20 May 2022, 6:30 am
Grieve, Kevin Roberts, Sara Bussiere, and Elizabeth Moore. [read post]
22 Jun 2011, 11:53 am
The Morgan Keegan litigation began when the SEC, on April 10, 2010, instituted public administrative and cease-and-desist proceedings against the company under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940. [read post]
4 Apr 2013, 8:13 am
Gross; The founder of the academic discipline of National Security Law, who has been teaching the subject since 1969, Professor John Norton Moore; Former Acting General Counsel of the Central Intelligence Agency, John Rizzo; The Charles I. [read post]
14 Jan 2011, 6:44 am
Securities and Exchange Commission. [read post]
26 Apr 2016, 6:07 am
"The critical thing is she opens the door," Moore explains. [read post]
12 Jul 2010, 4:45 am
Universal Security Instruments, Inc. [read post]
26 Oct 2015, 7:16 am
To bolster this story, FINRA claims that Hodgman made a telephone call to a Moors & Cabot compliance officer impersonating a representative of the marketing company. [read post]
13 Oct 2009, 2:41 am
Messier that the Company's new management disclosed the severity of the crisis and that the Company would have to secure immediately both bridge and long-term financing or default on its largest credit obligations. [read post]
27 Jul 2011, 4:37 am
” The end result is more opportunities to game the system, Moore said. [read post]
25 Jul 2007, 2:20 pm
Davis, you'll recall, publishes his Social Security number on LifeLock's web site and in the company's TV commercials to demonstrate how effective the company is in protecting the identity of its customers. [read post]
25 Aug 2009, 12:29 pm
For issuers, the minimum holding would be 1 percent at "large accelerated" filers (those with more than $750 million in publicly traded securities; 3 percent at "accelerated" filers ($75 million to $750 million in traded securities); and 5 percent at "non-accelerated" filers (less than $75 million in traded securities). [read post]
4 Oct 2007, 1:54 am
Moore revealed to Sharon an astonishing variety of anecdotes about how and why it was so easy for him to penetrate thousands of supposedly secure databases, and for your reading pleasure -- or disgust -- here are some of the highlights as reported earlier by Sharon: "Moore said what made the hacking job so easy was that 70% of all the companies he scanned were insecure, and 45% to 50% of VoIP providers were insecure. [read post]
9 Jul 2018, 12:46 pm
Morgan Stanley DW Inc Cynthia Mae Moore The Huntington Investment Company Felipe De Jesus U Munive Allstate Financial Services, LLC Gordon Beecher Nitka MML Investors Services, LLC MassMutual Life Insurance Company Daniel Ochoa Farmers Financial Solutions, LLC Joshua Alexander Stephens-Anselm JP Morgan Securities LLC Capital One Bank NA John Bradford Stoddard … [read post]
16 Mar 2012, 5:02 am
Securities and Exchange Commission. [read post]
5 Nov 2013, 7:16 pm
On Monday November 4, 2013, Minister of Industry James Moore appeared before the Committee. [read post]
13 May 2014, 2:04 pm
The bill would also amend the SEC’s Form S-3 registration statement to allow a smaller reporting company with a class of common equity securities listed and registered on a national securities exchange to register a primary securities offering exceeding one-third of the company’s public float. [read post]
11 Sep 2013, 4:23 am
I keep hearing the theme song from the "Mary Tyler Moore" show in my head. [read post]
30 Jan 2018, 7:46 am
In a letter to the Investment Company Institute and Securities Industry and Financial Markets Association, the SEC said don’t even think about it. [read post]
11 Jan 2018, 7:00 am
Hurst to secure long-term aid should DVAP lose traditional funding methods. [read post]
12 Dec 2017, 4:51 pm
Such a claim was made last year in the case of Bains v Moore – which concerned an individual engaged by corporate intelligence company K2 Intelligence Limited to spy on anti-asbestos campaigners. [read post]
