Search for: "Moore Securities Company"
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5 Jan 2022, 6:03 am
Moore, for failure to disclose some of the perks provided to Moore (see this PubCo post). [read post]
29 Jan 2012, 12:44 pm
Moore noted that the intent of the amendment is to prevent evasion of clearing and margin requirements. [read post]
15 Jun 2022, 5:01 am
It is unclear, for instance, how many of these reports refer to new unique pieces of content, or existing content that is being reposted; it also isn’t clear how changes in company practices contribute to these numbers. [read post]
7 Jul 2015, 12:55 pm
Canada's new judicial appointmentsOntario Court again confirms its authority to award human rights damages - LexologyTwo killed in Quebec law office shooting; linked to three other deathsUber is not a taxi company, judge rules in rejecting City of Toronto complaint Judge rejects Toronto's case against Uber - The Globe and MailPhotos and video: bomb explodes in Winnipeg law office - Winnipeg | Globalnews.caMandatory victim surcharges unconstitutional: B.C. court Canadians still… [read post]
28 Nov 2012, 6:13 am
Rosenberg is a partner and co-chair of the Corporate Governance and Board Advisory practice at Cravath, Swaine & Moore LLP. [read post]
22 Jan 2013, 4:28 am
One imagines the US Air Force feels perfectly secure they're up to job of stopping a "full scale invasion/attack" from the south without this company's services, since they're the ones who cut them loose. [read post]
15 Feb 2019, 6:14 am
Securities Class Action Filings—2018 Year in Review Posted by Alexander “Sasha” Aganin and John Gould, Cornerstone Research, on Friday, February 8, 2019 Tags: Class actions, International governance, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities fraud, Securities litigation, U.S. federal courts Public Markets for the Long Term: How Successful Listed… [read post]
11 Aug 2009, 8:34 pm
AmLawDaily catches Merck passing the reins from Cravath, Swaine & Moore to Williams & Connolly for its petition to the Supreme Court regarding the consolidated Vioxx securities litigation. [read post]
26 Jul 2013, 12:06 pm
Vermeer Manufacturing Company (Fed. [read post]
3 Nov 2014, 4:11 pm
Within this context it is hard to see how Sir Alan Moses can act independently, regardless of his stated intentions to secure reforms to make IPSO more independent. [read post]
20 Jan 2017, 5:27 pm
So I assume that he is speaking of a special tariff applied to companies that fail to toe his “no offshoring” line. [read post]
29 Apr 2019, 1:10 pm
Attorney's Office for the Southern District of New York.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Aug 2007, 4:21 pm
Captured on security cameras and spotted by a loss prevention officer, Agosta was caught taking five items to his car he had not checked out of the store. [read post]
10 May 2014, 5:16 pm
Sir Alan will not be expected to determine IPSO’s regulations or structure, these have already been set by the industry, and will be maintained by the industry body behind IPSO – the Regulatory Funding Company (RFC). [read post]
28 Aug 2018, 11:12 am
According to FINRA Disciplinary actions for August 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Gregory Connell Ashley Evans Valbona Keja-Dasilva Suntrust Investment Services, Inc CCO Investment Services Corp Keesang Kim MML Investors… [read post]
30 Apr 2012, 2:17 pm
Both Hermes and Chivas lost because they were not able to prove that their marks were famous in China when the Chinese companies/individuals secured them. [read post]
17 Jun 2020, 6:26 am
Leonard Teti II are partners at Cravath, Swaine & Moore LLP. [read post]
11 Jul 2018, 8:25 am
Wood Company, Santander Securities, LPL Financial, U.S. [read post]
26 Oct 2016, 5:00 am
As an example, the Corporate Issuer Risk Assessment (CIRA) dashboard can identify patterns in companies’ financial statements with the goal of finding anomalies that demand closer scrutiny. [read post]
24 Feb 2023, 4:45 am
Young testified that he traditionally used only four lines to secure the vessel to a single mooring. [read post]
