Search for: "Morgan Asset Management" Results 1 - 20 of 824
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11 Dec 2022, 7:26 pm by Daily Record Staff
In this newly created position, Morgan will advance Bright’s enterprise data management capabilities while optimizing the use of technology to lead the company’s integrated data strategy, transforming the way the company manages its data assets, develops data policy and manages ... [read post]
13 Dec 2006, 8:24 am
Citigroup agreed to buy a wealth manager, Quilter Holdings, from Morgan Stanley to expand in Britain, the companies said on Wednesday. [read post]
2 May 2017, 7:04 am
The asset managers examined manage assets worth billions of dollars for the retirement plans sponsored by the portfolio companies at which they voted. [read post]
25 Apr 2008, 3:28 pm
On April 21, Morgan Asset Management Inc., a unit of Regions Financial Corp., announced that it had been relieved of its responsibility to oversee seven bond mutual funds. [read post]
8 Apr 2010, 8:49 pm
The Securities and Exchange Commission has filed claims against Morgan Keegan & Co, Morgan Asset Management and employees James C. [read post]
2 Feb 2007, 8:53 am
The family that controls the The New York Times Company is withdrawing most of its assets from the custody of Morgan Stanley. [read post]
The SEC's Division of Enforcement alleges that Morgan Keegan failed to employ reasonable procedures to internally price the portfolio securities in five funds managed by Morgan Asset, and consequently didn't calculate accurate "net asset values" (NAVs) for the funds. [read post]
26 Mar 2007, 8:00 am
Morgan Chase’s asset-management group named Jonathan Ingram to lead the European higher alpha team. [read post]
26 Jul 2009, 7:42 pm by Blum & Silver, LLP
The 8-K said the potential actions relate to the SEC’investigation of certain mutual funds formerly managed by Morgan Asset Management. [read post]
8 Apr 2010, 6:39 am
The SEC has charged Morgan Keegan with failure to use proper procedures to the securities in five managed funds and for its failure to correctly calculate the "net asset values" (NAVs) for the funds. [read post]
23 Oct 2009, 7:30 am
Morgan Stanley Smith Barney announced the integration of Smith Barney's Citi Family Office into its own ultra-high-net-worth division, which will now be called Morgan Stanley Private Wealth Management. [read post]
9 Jan 2009, 2:21 pm
From Eric Dash and Louise Story, colleagues of DealBook Citigroup is in talks to sell an interest in its Smith Barney brokerage and asset management unit to Morgan Stanley, according to two people with knowledge of the discussions. [read post]
5 Feb 2007, 10:31 am
As part of its return to the buyout business, Morgan Stanley plans to raise $6 billion or more for its latest private equity fund, Financial News Online reported, citing undisclosed “sources close to the bank.” In September, the firm announced that it was creating a private equity group within its asset management division, but Morgan [...] [read post]
31 Mar 2016, 5:15 am by Mark Astarita
Stifel hired a team from Morgan Stanley that oversaw more than $200 million in client assets, according to a person familiar with the move. [read post]
1 Jun 2022, 7:34 am by Silver Law Group
As of December 31, 2021, the Pelican Bay Group reportedly manages approximately $4 billion in assets. [read post]
10 Aug 2009, 7:13 am
., whose brokerage arm is Morgan Keegan & Company, has revealed in its Aug. 5 10-Q filing with the Securities and Exchange Commission (SEC) that Morgan Keegan, Morgan Asset Management Company and three employees each received a Wells notice in July from the SEC's office in Atlanta, alerting them to prepare for future enforcement actions for possible violations of the federal securities laws. [read post]
18 Jun 2014, 7:59 am
Moreover, higher fees were charged not withstanding the fact that JP Morgan was able to achieve significant economies of scale resulting from the increase in assets under management (AUM) annually. [read post]