Search for: "Morgan Asset Management"
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26 Jan 2013, 1:38 pm
[Morgan Stanley] managed to produce a return on shareholder equity of only 5 percent for the year, compared to 10.7 percent at its rival Goldman Sachs. [read post]
23 Jun 2011, 8:58 am
Morgan Keegan & Company and Morgan Asset Management have agreed to pay $200 million to settle fraud charges related to proprietary bond mutual funds that were both mispriced and loaded with risky subprime mortgage-backed securities. [read post]
22 Jun 2011, 11:53 am
The SEC found Morgan Keegan “failed to employ reasonable pricing procedures and consequently did not calculate accurate ‘net asset values’ for the funds. [read post]
11 Jul 2014, 8:42 am
The Mathiesons manage $315 million in client assets, and generated over $3 million in production on an annual basis at their prior firm.For more information, $3 Million Dollar Morgan Stanley Team joins Steward Partners - Yahoo Finance---Planning a move? [read post]
9 Apr 2010, 5:51 am
Sullivan, president and chief investment officer of Morgan Asset Management; Gary S. [read post]
8 Apr 2010, 9:01 am
Robert Khuzami, director of the SEC's Division of Enforcement, said, "This scheme had two architects—a portfolio manager responsible for lies to investors about the true value of the assets in his funds, and a head of fund accounting who turned a blind eye to the fund's bogus valuation process. [read post]
7 Jan 2009, 8:40 am
" Related Web Resources: Hyperion Brookfield Announces Changes to the Names and Ticker Symbols for its Closed-End Funds, MarketWatch, December 18, 2008 Hyperion Brookfield Asset Management, Inc. acquired seven funds from Morgan Asset Management, Inc, Hyperion Brookfield Asset Management [read post]
24 Jun 2021, 6:27 am
Morgan’s business consultant recommended the formation of a Green Earth advisory team to support her after the purchase and developed a long-term plan for management growth and business expansion. [read post]
23 Jun 2011, 8:30 am
The SEC's order finds that James Kelsoe, Morgan Keegan's former portfolio manager, instructed Morgan Keegan's fund accounting department to make arbitrary "price adjustments" to the fair values of certain portfolio securities. [read post]
30 Aug 2023, 10:13 am
On August 21, 2023, a retired artist and teacher of the visually impaired represented by Lax & Neville LLP won a FINRA award against Morgan Stanley for its years-long recommendation that she invest her savings in WisdomTree (WETF), a sponsor of exchange traded funds (“ETFs”) and asset manager. [read post]
14 Feb 2023, 7:02 am
It currently has roughly $6.5 trillion in assets under management and approximately 16,000 investment advisors across the U.S. and around the world. [read post]
21 Jul 2009, 8:49 am
The potential actions relate to the SEC's investigation of certain mutual funds formerly managed by Morgan Keegan and Morgan Asset Management. [read post]
16 Jul 2009, 12:17 pm
The Staff had been investigating a number of mutual funds that Morgan Asset Management had previously managed. [read post]
10 Feb 2010, 12:49 pm
According to the claim, Morgan Stanley selected only managers who funneled a portion of their management fees to the brokerage firm. [read post]
24 Jun 2013, 5:58 am
A final handshake on Morgan Stanley’s acquisition of Smith Barney will tie up some lingering loose ends, including a smoother clearing process for client assets, in one of the largest wealth management industry deals in the past decade. [read post]
3 Dec 2021, 12:58 pm
These privately held companies handle wealth management for one family that generally has at least $100 million in assets. [read post]
31 Jul 2009, 2:22 pm
Even though the Wells Notice did not specifically name the funds in question, the SEC said they were managed by Morgan Asset Management Inc., which is part of Morgan Keegan. [read post]
28 Oct 2013, 11:17 am
On October 16, Justice Eileen Bransten of the Supreme Court for the State of New York dismissed a suit by FSA Asset Management LLC (FSAM) and Dexia SA/NV (with two related entities, Dexia) alleging fraud by Morgan Stanley in connection with the sale of $626 million in RMBS. [read post]
2 May 2019, 2:06 pm
"I am honored to lead the Asset Management Unit with Dabney," said Mr. [read post]
15 Aug 2014, 2:00 pm
., last month, the firm said Monday it had picked up three former Merrill Lynch advisers who previously managed some $800 million in assets. [read post]
