Search for: "Morgan Keegan & Company"
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23 Jun 2011, 8:30 am
Morgan Keegan will pay $100 million into a state fund that also will be distributed to investors. [read post]
10 Aug 2009, 7:13 am
., whose brokerage arm is Morgan Keegan & Company, has revealed in its Aug. 5 10-Q filing with the Securities and Exchange Commission (SEC) that Morgan Keegan, Morgan Asset Management Company and three employees each received a Wells notice in July from the SEC's office in Atlanta, alerting them to prepare for future enforcement actions for possible violations of the federal securities laws. [read post]
8 Jun 2010, 12:06 pm
In a rare ruling an Alabama state court judge affirmed an amended version of an Award against Morgan Keegan & Company. [read post]
9 Apr 2010, 5:51 am
Memphis, Tennessee attorneys Tim Edwards and Ed Wallis to offer free appointments to the general public who believe they have been injured by Morgan Keegan Federal and state regulators took action against Morgan Keegan & Company alleging fraud and misrepresentation. [read post]
8 Apr 2010, 1:46 pm
FINRA filed a complaint against Morgan Keegan & Company, Inc., charging the firm with... [read post]
22 Jun 2011, 1:02 pm
FINRA, the SEC and five state regulators from Alabama, Kentucky, Mississippi, South Carolina and Tennessee announced today that each has settled enforcement proceedings against Morgan Keegan & Company, Inc. [read post]
8 Apr 2010, 6:39 am
The SEC's case and investigation against Morgan Keegan and the employees are ongoing. [read post]
22 Jun 2011, 11:53 am
Morgan Keegan’s parent company, Regions Financial Corp., in a press release today indicated it may sell the company now that the case is resolved, announcing that it has retained Goldman, Sachs & Co. [read post]
7 Apr 2010, 10:06 am
The SEC has announced administrative proceedings against Memphis, Tennessee-based firms Morgan Keegan & Company and Morgan Asset Management as well as two employees accused of fraudulently overstating the value of securities backed by subprime mortgages. [read post]
12 Apr 2010, 9:06 am
Morgan Keegan’s legal problems show no signs of letting up. [read post]
19 Aug 2009, 10:38 am
SNSFE attorneys are investigating Morgan Keegan & Company following SEC charges that the firm committed fraud in the marketing and sale of auction rate securities to customers. [read post]
21 Jul 2009, 1:58 pm
District Court for the Northern District of Georgia against Morgan Keegan & Company, Inc. [read post]
5 Aug 2009, 6:57 am
In an unusual action, the company is asking a state court to overturn the rulings, angering lawyers for investors who say Morgan Keegan is prolonging their clients' trouble and expense. [read post]
26 Feb 2009, 1:26 pm
The company assigned several brokers to work with the baseball icon when he first approached Morgan Keegan about handling his investments, and his claim mentions that as a native Memphian, McCarver liked the fact that Morgan Keegan is headquartered here. [read post]
31 Jul 2009, 2:22 pm
Regions Financial Corp., the parent company of Morgan Keegan, announced in early July it had received a Wells Notice from the SEC for possible violations of securities laws involving certain mutual funds. [read post]
28 Oct 2009, 7:48 am
A former president of a Memphis gas company won a $51,000 arbitration award against Morgan Keegan & Co. related to the Morgan Keegan bond funds. [read post]
25 Feb 2010, 1:03 pm
A securities arbitration panel ordered brokerage firm Morgan Keegan & Co. to pay Andrew Stein, a 38-year-old investor in Jupiter, Fla., and his two companies, $2.5 million for losses. [read post]
19 May 2012, 6:25 am
Morgan Keegan & Company, Inc., Case No. 09-cv-01965 (11th Cir. [read post]
19 May 2012, 6:25 am
Morgan Keegan & Company, Inc., Case No. 09-cv-01965 (11th Cir. [read post]
12 Jan 2012, 7:37 am
It is being reported that Raymond James Financial, Inc. has agreed to acquire Morgan Keegan & Company. [read post]
