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WDNY Reiterates That Under New York Law, Direct Physical Loss Means Some Form of Actual, Physical Damage to the Insured Property
15 May 2020, 5:57 am
" Morgan Stanley Group, Inc. v. [read post]
Coverage Counsel - http://nycoveragecounsel.blogspot.com/
FINRA Disciplinary Actions For April 2020 Names Registered Individuals Suspended For Failure To Comply With Award Or Settlement Agreement
8 May 2020, 9:25 am by Silver Law Group
  Avelino Cortina III   AC3 Capital, LLC   Wells Fargo Advisors,LLC  William Despard   Morgan Stanley   Citigroup Global Markets Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
PA Financial Advisor Sold Inappropriate Investments (Copy)
16 Mar 2020, 8:45 am by Green, Schafle & Gibbs
 Also, in 2012, FINRA sanctioned Citigroup global markets, LLC, Morgan Stanley and Co LLC; UBS Financial services; and Wells Fargo advisors LLC over more than $9.1million dollars for selling leveraged and inversed ETFs without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
Broker Misconduct Blog - https://broker-misconduct.com/blog/
Supreme Court of Texas, Copano Energy, LLC v. Stanley Bujnoch, Life Estate, Docket No. 18-0044
11 Mar 2020, 3:03 pm
They also sued Kinder Morgan for tortious interference with contract. [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
JP Turner & Centaurus Lawsuits
11 Mar 2020, 8:47 am by Renae Lloyd
GTD Callable DTD 11/30/12 Morgan Stanley Medium Term SR NTS DTE 07/30/12 Lloyds Bank PLC LKD to CMS RT USD 30Y DTD 1/31/13 Societe Generale Callable CMS Spread DTD 3/28/13 Societe Generale SA ISIN DTD 6/28/13 International BK For Recon & DEV Medium Term BK Callable DTD 6/30/14 Citigroup Inc Medium Term SR NTS Callable DTD 7/31/14 Seagate HDD Cayman DTD 12/2/14 Morgan Stanley FIN LLC Global GTD DTD 9/30/16 Morgan Stanley FIN… [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Which Downtown Manhattan Employers have been Impacted the Most by 9/11 Cancers?
3 Mar 2020, 6:52 am by Hansen & Rosasco
LLC Citigroup S. [read post]
9/11 Victim Compensation Fund Claims - https://www.911cancerclaim.com/blog/
The Borrowing Statute and the Legal Malpractice Bundle
9 Jan 2020, 4:34 am by Andrew Lavoott Bluestone
They state a claim for malpractice and breach of fiduciary duty–both of which have a three-year statute of limitations because defendants exclusively seek monetary damages (IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139 [2009]; Matter of R.M Kliment & Frances Hals band, Architects, 3 NY3d 538, 541 [2004]). [read post]
New York Attorney Malpractice Blog - http://blog.bluestonelawfirm.com/
The White Law Group files second lawsuit against Centaurus Financial & J.P. Turner
7 Jan 2020, 2:17 pm by Renae Lloyd
Morgan Stanley Medium Term SR NTS Northstar Healthcare Income Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
U.S. Court of Appeals for the Second Circuit, Universal Instruments Corp. v. Micro Sys. Engʹg, Inc., Docket No. 17‐2748‐cv
3 Jan 2020, 1:27 pm
Co., 411 F.3d 384, 390 (2d Cir. 2005). [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
Broker Trevor Rahn Settles $500K Excess Trading Dispute
24 Dec 2019, 8:44 am by Silver Law Group
(CRD#:2525), also of Los Angeles, Morgan Stanley & Co., Incorporated (CRD#:8209) and Morgan Stanley DW INC. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Disciplinary Actions For November 2019 Name Registered Individuals Suspended For Violations Of FINRA Rules
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Disciplinary Actions For November 2019 Name Registered Individuals Suspended For Failing To Comply With FINRA Award
26 Nov 2019, 7:33 am by Silver Law Group
Edwards & Sons, Inc   H&R Block Financial Advisors   Leeuw, Nancy   Leeuw, Perry   PFS Investments Inc   Primerica Financial Services   Brian Decker   Worden Capital Management LLC   Legend Securities   Jones, Johnnie   National Securities Corporation   John Thomas Financial   Misseri, Bernardo   Legend Securities, Inc   JP Turner & Company   Oakes, Thomas   Royal Securities Company   Kent… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Lawsuit filed against J.P.Turner & Co. & Centaurus Financial
10 Sep 2019, 2:34 am by Renae Lloyd
Credit Suisse AG, London Branch LKD TO Morgan Stanley Medium Term SR NTS Morgan Stanley Medium Term SR NTS Leveraged Curve and Russell 2000 Pacific Beacon LLC 2006 SER A Military Morgan Stanley Medium Term SR NTS DTD7/31/14 Morgan Stanley Medium Term SR NTS DTD 04/30/12 Hamden Conn Taxable Int Rate DTD 03/10/15 Hewlett Packard Co Fixed Global NT DTD 9/19/11 Morgan Stanley Medium Term SR NTS… [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Names Individuals Suspended in July 2019 for Failing to Comply with FINRA Rules
6 Aug 2019, 8:45 am by Silver Law Group
  Dewaay Financial Network, LLC   VSR Financial Services, Inc   Freeman, Michael   Spartan Capital Securities, LLC   Legend Securities, Inc   Fuzie, Cindy   Morgan Stanley   MML Investors Services, LLC   Hernandez, Evelyn   Morgan Stanley   Chase Investment Services   Barry, Jin   Spartan Capital Securities, LLC   Lampert Capital Markets Inc   LaVolpe,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Southern District of New York Rules Federal Law Preempts New York State Law Banning Arbitration of Sexual Harassment Claims
17 Jul 2019, 1:13 pm by Patrick G. Brady and James J. Sawczyn
Morgan Stanley & Co. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Duplication in Causes of Action
15 Jul 2019, 4:29 am by Andrew Lavoott Bluestone
” (IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139 [2009).) [read post]
New York Attorney Malpractice Blog - http://blog.bluestonelawfirm.com/
Duplication in Causes of Action
15 Jul 2019, 4:29 am by Andrew Lavoott Bluestone
” (IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139 [2009).) [read post]
New York Attorney Malpractice Blog - http://blog.bluestonelawfirm.com/
The Limits of Latif: Enforcing Mandatory Arbitration Clauses as to Harassment and Discrimination Claims Litigated in New York State Court
11 Jul 2019, 6:33 am by Janene Marasciullo
Morgan Stanley & Co. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
The Limits of Latif: Enforcing Mandatory Arbitration Clauses as to Harassment and Discrimination Claims Litigated in New York State Court
11 Jul 2019, 6:33 am by Janene Marasciullo
Morgan Stanley & Co. [read post]
Financial Services Employment Law - http://www.financialservicesemploymentlaw.com/
Southern District of New York Invalidates State Ban on Mandatory Arbitration of Harassment and Discrimination
10 Jul 2019, 12:37 pm by Brian Murphy and Myles Moran*
Morgan Stanley & Co., the Southern District followed the Supreme Court and found the New York ban on mandatory arbitration of sexual harassment claims unenforceable. [read post]
Labor & Employment Law Blog - http://www.laboremploymentlawblog.com/