Search for: "Morgan Stanley International Incorporated"
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1 Feb 2023, 9:01 pm
Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. [read post]
30 Nov 2022, 2:13 pm
Securities Litigation, the court rejected the defendants’ price impact challenge, explaining that “‘[w]hile it is generally true that in an efficient market, any information released to the public is presumed to be immediately digested and incorporated into the price of a security, it is plausible that complex economic data understandable only through expert analysis may not be readily digestible by the marketplace. [read post]
25 May 2022, 9:01 pm
Morgan Stanley, 776 F.3d 94 (2d Cir. [read post]
24 Jan 2022, 1:43 pm
Jared Poe Morgan Stanley Smith Barney Morgan Stanley & Co Incorporated Yousuf Salijooki Wordon Capital Management LLC Salomon Whitney Financial Dudley Stephens Coastal Equities, Inc. [read post]
2 Nov 2021, 8:49 am
Foreign trusts and agency agreements will be recognised under Argentine law if the agreement has international elements. [read post]
11 Oct 2021, 7:59 pm
Federal Government Contractors Bear Cybersecurity Responsibilities Federal government contractors can face cyber security and breach responsibilities under a myriad of federal laws, regulations and contracting standards which are incorporated into their government contracts as part of conditions for participation in the applicable contract or program. [read post]
1 Mar 2021, 6:56 am
The former applies to all new cleared and non-clear derivatives, while the latter enables parties to incorporate the fallbacks into their legacy non-cleared derivatives (provide [read post]
21 Jul 2020, 4:30 am
Michael Carter was also registered with Morgan Stanley & Co Incorporated between April 2007 and June 2009. [read post]
21 Jul 2020, 4:30 am
Michael Carter was also registered with Morgan Stanley & Co Incorporated between April 2007 and June 2009. [read post]
3 Jan 2020, 5:35 am
And as analysts at Morgan Stanley have noted, following the deal, technology companies in China will likely experience the largest valuation increases among Chinese firms. [read post]
22 Dec 2019, 4:48 am
“Hong Kong has almost 600 stockbrokerages and 164 licensed banks, including 70 of the world’s largest players such as HSBC, JPMorgan Chase, Morgan Stanley, Goldman Sachs. [read post]
8 Jul 2019, 6:52 am
Morgan Stanley & Co. [read post]
8 Jul 2019, 6:52 am
Morgan Stanley & Co. [read post]
3 Jul 2019, 4:06 am
That’s according to Morgan Stanley analyst James Faucette, who wrote that the three companies face a potentially “heavy burden” as already-fierce regulatory scrutiny is likely to keep growing. . . . [read post]
3 Apr 2019, 10:00 am
In this episode Victor goes over some legal and retirement updates – the status of the law which will allow terminally ill patients to have the “right to die” & the status of the Nevada fiduciary law. [read post]
19 Nov 2018, 6:00 am
After a former Morgan Stanley employee downloaded data related to 730,000 accounts to his own personal server, which was then likely hacked by a third-party, the bank agreed to a $1 million penalty. [read post]
3 Feb 2018, 12:00 am
I can’t tell you how many times we’ve come across somebody who says, “Well, I like my money with Merrill Lynch, Morgan Stanley, or one of these large ones because they’re these big institutions. [read post]
23 Jan 2018, 7:15 am
Previous registrations include Morgan Stanley & Co., Morgan Stanley DW Inc., SunAmerica Securities, Franklin-Lord Incorporated, Kemper Securities Group, Boettcher & Company, Shearson Lehman Hutton Inc., EF Hutton & Company Inc., and Hutchison Financial Corporation. [read post]
19 Sep 2017, 10:38 am
A 2013 Senate investigation found that Apple has structured two Irish subsidiaries to be tax residents of neither the United States, where they are managed and controlled, nor Ireland, where they are incorporated. [read post]
29 Jul 2017, 5:32 pm
CAVEAT FOR READERS IN TEXAS: This action by targets of National Collegiate Student Loan collection suits was filed in a different state and in a different circuit, and involves state law claim in addition to federal FDCPA claims, and unfair collection claims under the FDCPA heavily implicated state law which varies among states. [read post]
