Search for: "Ms. Ria" Results 1 - 20 of 267
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Early Edition: September 30, 2022
30 Sep 2022, 4:13 am by Emma Snell
Bennie Thompson (D-MS) said. [read post]
Just Security - https://www.justsecurity.org/
SEC 2022 Examination Priorities
26 Apr 2022, 6:00 am
Anglin, Ms. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC 2022 Examination Priorities
26 Apr 2022, 6:00 am
Anglin, Ms. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Jenice L. Malecki to Moderate PIABA Mid-Year Meeting on Getting Grandma’s Nest Egg Back
19 Apr 2022, 9:23 am by Malecki Law Team
Ms. [read post]
New York Securities Fraud Lawyers Blog - http://www.newyorksecuritieslawyersblog.com/
SEC Proposes Cybersecurity Rules for Registered Investment Advisers and Funds
12 Feb 2022, 8:00 am
Savarese, Ms. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Nearly 130 Public Interest Organizations and Experts Urge the United Nations to Include Human Rights Safeguards in Proposed UN Cybercrime Treaty
13 Jan 2022, 8:35 am by Katitza Rodriguez
Ms Faouzia Boumaiza MebarkiChairpersonAd Hoc Committee to Elaborate a Comprehensive International Convention on Countering the Use of Information and Communication Technologies for Criminal Purposes Your Excellency, We, the undersigned organizations and academics, work to protect and advance human rights, online and offline. [read post]
Deeplinks Blog - https://www.eff.org/deeplinks
US Supreme Court rejects appeal by florist who refused to serve same-sex couple
5 Jul 2021, 4:53 am by Cobi Burnett | U. Nevada Las Vegas School of Law, US
” Back in 2017, the Washington Supreme Court ruled against Ms. [read post]
JURIST - Paper Chase - http://www.jurist.org/paperchase/
Should Selective Service Be Less Selective?
22 Mar 2021, 4:19 am by SHG
Ms. [read post]
Simple Justice - http://blog.simplejustice.us
Financial Professionals Working Remotely Equals Compliance Risk
23 Mar 2020, 7:19 am by Green, Schafle & Gibbs
”“Technology is really key right now,” Ms. [read post]
Broker Misconduct Blog - https://broker-misconduct.com/blog/
SEC Issues Clarifying Guidance on New Form CRS
5 Dec 2019, 3:43 pm by Tom Zagorsky
To the extent that firms are using the ubiquitous MS Word and Adobe Acrobat, the SEC provides technical line by line instructions on how to achieve this result. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
Massachusetts Adopts New Rules Mandating Additional Written Fee Disclosure by RIAs
25 Jun 2019, 12:44 pm by Tom Zagorsky
” The MSD does conveniently provide advisers with an MS Word document template that can be used to draft an RIA’s individual Fee Table. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
SEC Liability for Social Media Violations
3 Aug 2018, 6:11 am
Man, Ms. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Follow Up on the Osunkwo CCO Liability
6 Sep 2017, 7:12 am by Doug Cornelius
Ms. [read post]
Compliance Building - http://www.compliancebuilding.com
Cole-Frieman & Mallon EOY Update
4 Jan 2017, 3:55 pm by nedaj
RIAs with Custody. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
TFRP Trust fund recovery penalty – Employment and payroll tax
18 May 2016, 11:00 am by Mike Habib, EA
RIA observation: Code Sec. 6672(e) may provide taxpayers relief in certain cases. [read post]
Tax Relief Blog - http://blog.myirstaxrelief.com/
CASL’s inscrutable computer program provisions to be tackled by CRTC 
18 Sep 2014, 5:45 am by Barry Sookman
  However, Ms. [read post]
Copyright, Intellectual Property, Computer, Internet, e-Commerce Law - http://www.barrysookman.com
Marco Civil da Internet traz retrocesso para investigação criminal
22 Apr 2014, 8:10 pm by Douglas
Isso significa dizer que a garantia, conceitualmente, por si só, não tem qualquer sentido satisfatório, sendo antes uma projeção do direito cuja tutela instrumentaliza (STF, MS 23452 / RJ – RIO DE JANEIRO, Rel. [read post]
Jusweek! - http://jusweek.wordpress.com/
David Cosgrove Interviews the Chair of NASAA'a Investment Adviser Section
14 Feb 2014, 8:21 am by David Cosgrove
Earlier this month, David Cosgrove of Cosgrove Law Group and The Investment Adviser Rep Syndicate interviewed Ms. [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
Há solução jurídica para a demarcação de áreas indígenas
4 Dec 2013, 7:11 pm by Douglas
Só no STF havia 144 ações discutindo demarcações, podendo se exemplificar com as liminares proferidas nos MS 28.541/DF; MS 28.555/DF; MS 28.567/DF e AC 2.556/MS. [read post]
Jusweek! - http://jusweek.wordpress.com/
Há solução jurídica para a demarcação de áreas indígenas
4 Dec 2013, 7:11 pm by Douglas
Só no STF havia 144 ações discutindo demarcações, podendo se exemplificar com as liminares proferidas nos MS 28.541/DF; MS 28.555/DF; MS 28.567/DF e AC 2.556/MS. [read post]
Jusweek! - http://jusweek.wordpress.com/