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3 Jan 2012, 8:00 am
Jefferies Group Inc. and Nasdaq OMX Group Inc. agreed to go to arbitration to resolve a fraud lawsuit filed by Jefferies over interest-rate swap futures contracts. [read post]
27 Oct 2021, 7:27 am
NASDAQ Board Diversity Regulations Face Another Court Challenge A conservative think tank asked a federal appeals court to review the SEC’s approval of Nasdaq Inc. rules intended to boost the number of women and minorities on corporate boards. [read post]
26 May 2021, 8:42 am
NYSE: $4.00 or more.Order types—Nasdaq: The "Company Direct Listing (CDL) Order" is a market order that executes in full at the price determined by the Nasdaq Halt Cross and all orders priced better than the Nasdaq Halt Cross must be satisfied (emphasis added). [read post]
11 May 2007, 11:24 am
The New York Post ran a story last year about the Nasdaq bell ringers. [read post]
2 Jul 2021, 2:15 am
Last week, Nasdaq filed a proposed amendment to that rule that would tweak the pricing parameters for these new listings. [read post]
13 Jul 2023, 3:00 am
Late last week, Nasdaq announced that its “Nasdaq 100” index will undergo a “special rebalance” – i.e., outside of its regular rebalancing schedule. [read post]
9 Jun 2020, 8:09 am
Alternatively, the company may retain a third-party advisor acceptable to Nasdaq that will provide guidance on the regulatory requirements. [read post]
22 Apr 2024, 10:00 pm
Nasdaq All-Inclusive Annual Listing Fees Schedule Stay up to date with Nasdaq’s fees for each market and number of securities. [read post]
29 May 2013, 11:33 am
The SEC and NASDAQ settled charges relating to the initial public offering (IPO) and secondary market trading of Facebook shares, with NASDAQ agreeing to settle the SEC’s charges by paying a $10 million penalty – the largest ever against an... [read post]
12 Mar 2012, 5:49 am
Responsibility for admission of securities to trading on NASDAQ Dubai remains with the exchange. [read post]
10 Aug 2018, 3:00 am
Here’s the intro: Last month, both the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) withdrew proposals […] [read post]
16 Oct 2018, 2:15 am
The post PTAB Institutes CBM Review of Nasdaq Patents Challenged by MIAX appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
11 Mar 2018, 1:15 am
Nasdaq is seeking enhanced damages for willful infringement of a series of patents covering auction and order processing as well as other technologies which Nasdaq alleges would have been known to the founders of IEX, who were former Nasdaq employees. [read post]
23 May 2016, 7:56 am
According to Nasdaq, the proposed interpretation of “immediate” would rewrite Regulation NMS, not interpret it. [read post]
11 Nov 2009, 5:01 am
Israel has the second largest number of foreign issued securities listed on the NASDAQ. [read post]
31 Aug 2021, 10:00 pm
According to the proposed Nasdaq board diversity and disclosure rules, listed companies must disclose board-level diversity data and will be required to have two diverse directors—or explain why they don’t meet this requirement. [read post]
31 Aug 2021, 10:00 pm
According to the proposed Nasdaq board diversity and disclosure rules, listed companies must disclose board-level diversity data and will be required to have two diverse directors—or explain why they don’t meet this requirement. [read post]
2 Oct 2007, 5:51 am
Last week, Nasdaq announced a series of transactions which included a 19.99% equity investment by Borse Dubai, with voting rights on this stake limited to 5%. [read post]
11 May 2015, 10:11 am
The Wall Street Journal reports that NASDAQ is testing blockchain... [read post]
31 Aug 2021, 10:00 pm
According to the proposed Nasdaq board diversity and disclosure rules, listed companies must disclose board-level diversity data and will be required to have two diverse directors—or explain why they don’t meet this requirement. [read post]
