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12 Aug 2011, 12:23 pm
Johnson, formerly of Nasdaq, admitted to trading illegally in the stocks of companies that provided him with advance word about their earnings or personnel changes. [read post]
10 Dec 2014, 3:28 am
By popular demand, this comprehensive “Nasdaq Listing Standards Handbook” covers the corporate governance listing standards for companies listed on the Nasdaq. [read post]
2 May 2022, 3:00 am
As John has blogged, the Nasdaq rule is being litigated – but investor expectations continue to march forward. [read post]
5 Apr 2012, 10:50 am
The social network will list its shares under the ticker symbol FB on the Nasdaq, a coup for the exchange embroiled in a fierce battle with the New York Stock Exchange for the darlings of Silicon Valley. [read post]
14 Jun 2021, 5:46 am
Securities and Exchange Commission approved a proposed Nasdaq rule change to allow for capital raising concurrently with a direct listing on the Nasdaq Global Select Market. [read post]
14 Mar 2011, 4:53 pm
The Nasdaq OMX Group is seeking financing for a potential rival bid for NYSE Euronext, but the exchange operator still faces big obstacles as it seeks a merger partner. [read post]
16 May 2011, 6:43 pm
Regulators' concerns appeared to have derailed the $11 billion attempt and forced Nasdaq to figure out another way to grow in an increasingly competitive global market. [read post]
26 May 2011, 4:17 pm
Johnson used secret corporate information he obtained as a Nasdaq executive to trade illegally, reaping profits of about $750,000. [read post]
22 Aug 2012, 6:15 pm
In a 17-page letter sent to the Securities and Exchange Commission on Wednesday, Citigroup said "Nasdaq was grossly negligent in its handling of the Facebook I.P.O. [read post]
20 Oct 2011, 2:43 pm
Hackers who infiltrated the Nasdaq stock market's computer systems installed spyware that snooped on the boards of several public companies, according to Reuters. [read post]
22 Aug 2012, 6:15 pm
In a 17-page letter sent to the Securities and Exchange Commission on Wednesday, the bank slammed Nasdaq for its "mishandling" of the I.P.O. and its remedy. [read post]
21 Apr 2011, 9:16 am
Under the Revlon precedent, the NYSE board has some room to reject a Nasdaq-ICE bid and stick with its merger plan with the Deutsche Börse. [read post]
2 May 2011, 11:24 am
Nasdaq OMX and IntercontinentalExchange said they would take their $11 billion offer for NYSE Euronext directly to shareholders after twice being rebuffed. [read post]
15 Nov 2023, 6:30 am
Court of Appeals for the Fifth Circuit denied petitions to review the SEC’s approval of Nasdaq’s board diversity disclosure rule, which requires Nasdaq-listed companies to have female and minority or LGBTQ+ directors on their boards (or explain why they do not), and disclose diversity statistics of their directors.[1] With this decision, the Nasdaq rule remains in effect, and Nasdaq-listed companies subject to the rule should be prepared to comply with… [read post]
15 Nov 2023, 6:30 am
Court of Appeals for the Fifth Circuit denied petitions to review the SEC’s approval of Nasdaq’s board diversity disclosure rule, which requires Nasdaq-listed companies to have female and minority or LGBTQ+ directors on their boards (or explain why they do not), and disclose diversity statistics of their directors.[1] With this decision, the Nasdaq rule remains in effect, and Nasdaq-listed companies subject to the rule should be prepared to comply with… [read post]
8 Jan 2017, 4:38 pm
Liu, Karen, The Real Effects of NASDAQ Delistings (November 14, 2016). [read post]
19 Mar 2013, 5:00 am
The NASDAQ Stock Market recently submitted a proposed rule change that would require all companies listed on the NASDAQ to maintain an internal audit function. [read post]
9 Jun 2021, 6:06 am
On May 19, 2021, the Securities and Exchange Commission (“SEC”) approved proposed rule changes submitted by The Nasdaq Stock Market LLC (“Nasdaq”) that allow companies to list in connection with a concurrent primary offering. [read post]
24 May 2021, 3:03 am
Last week, the SEC issued an Order disapproving Nasdaq’s proposed rule change relating to SPACs. [read post]
26 Jan 2007, 5:14 am
Nasdaq said it will not raise its 2.7 billion pounds ($5.3 billion) offer for London Stock Exchange, as the clock runs down on the bid. [read post]
