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9 Oct 2020, 7:54 am
In June 2020, Nasdaq Stock Market, Nasdaq BX, and Nasdaq PHLX petitioned the court to review the SEC's order while asking the Commission to stay its order pending the final resolution of the case. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
2 May 2015, 11:58 am
While selective release of earnings can result in various violations for an issuer, the Nasdaq Stock Market took the blame for the early release of Twitter's quarterly results, which resulted in suspension of trading of the latter's stock. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
27 May 2011, 6:05 am
SEC Charges Former NASDAQ Managing Director with Insider Trading; 2011-117; May 26, 2011 The SEC charged a former managing director of The NASDAQ Stock Market with insider trading on confidential information that he stole while working in a market intelligence unit that communicates with companies in advance of market-moving public announcements. [read post]
6 Mar 2014, 4:58 pm
Market Participants NPM is a dealer market, like the NASDAQ Stock Market, meaning that market participants will have to access NPM through a broker-dealer that is a member of NPM. [read post]
4 Feb 2009, 9:00 am
On Dec 18, 2008, Nasdaq requested an extension of the rule suspension to April 19, 2009, noting that “extraordinary” market conditions continue. [read post]
13 Jun 2012, 12:37 pm
Markets covered in the reports include: New York Stock Exchange, NYSE Amex LLC (renamed NYSE MKT LLC as of May 14, 2012), NYSE Arca Inc., Nasdaq Global Stock Market, Nasdaq Capital Market, and Over-the-Counter Market. [read post]
26 Feb 2008, 4:58 am
The Nasdaq Proposes to List SPACs Last week, the Nasdaq Stock Market issued this proposal to create new listing standards that will relate to special purpose acquisition companies. [read post]
17 Feb 2016, 2:03 am
Here’s a few things to review: – Dodd-Frank Blog’s “Nasdaq Finds Another Use for Blockchain Technology” – WSJ’s “A Bitcoin Technology Gets Nasdaq Test” – Nasdaq’s “Nasdaq Linq Enables First-Ever Private Securities Issuance Documented With Blockchain Technology” – Coindesk’s “Nasdaq to Launch Blockchain Voting Trial for Estonian Stock… [read post]
19 Oct 2007, 5:15 am
Additionally, Nasdaq announced its plans to purchase the Boston Stock Exchange in early October. [read post]
24 May 2012, 6:51 am
The fact is most volume on equity exchanges like NASDAQ and NYSE are the r [read post]
4 Nov 2008, 4:06 pm
I note that the US stock markets are up considerably today; the Dow will apparently close up about 300 points and NASDAQ about 50 points. [read post]
30 Apr 2011, 8:38 am
I have now had the chance to read the actual Nasdaq proposal, which you can find at http://nasdaq.cchwallstreet.com/NASDAQ/pdf/nasdaq-filings/2011/SR-NASDAQ-2011-056.pdf. [read post]
4 Aug 2008, 1:22 pm
In the IPO, SPACs typically sell units consisting of one share of common stock and one or more warrants to purchase common stock. [read post]
14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
