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14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
11 May 2011, 4:03 am
They also say they are “aware” of cases where promoters tried to manipulate stock prices to qualify for Nasdaq, that the SEC recently brought an (ie one) enforcement case based on an alleged bad audit and the PCAOB has identified issues with post-RM companies. [read post]
19 Sep 2017, 3:06 pm
Thoreson agreed to settle SEC charges that he purportedly manipulated the stock of a microcap company in an attempt to get it listed on the Nasdaq stock exchange. [read post]
20 Aug 2012, 4:12 am
The announcement was made after the stock market closed. [read post]
15 Feb 2007, 4:37 am
As the Nasdaq Stock Market licks its wounds after its failed bid for the London Stock Exchange, all seems to be going as planned for the New York Stock Exchange’s overseas deal. [read post]
20 Feb 2019, 5:00 am
SEC; NASDAQ Stock Market LLC v. [read post]
15 Aug 2011, 7:27 am
The NYSE Euronext announced earlier this month that, like the Nasdaq, it wants reverse merger companies to trade on the over-the-counter market before being allowed to apply to uplist. [read post]
18 Nov 2022, 11:17 am
Although some penny stocks do trade on exchanges like the NYSE or NASDAQ, most trade “over the counter” or OTC. [read post]
13 Feb 2008, 4:51 am
The American Capital Agency has filed with regulators for an initial public offering in hopes of raising as much as $400 million on the Nasdaq stock market. [read post]
20 Dec 2019, 6:30 am
The stock market has been booming — Nasdaq recently hit a new all-time high, as did the Dow Jones Industrial Average and the S&P 500. [read post]
11 May 2011, 10:31 am
As a follow up to my previous post, here is more info on Nasdaq’s new BX Venture Market – meant to fill the gap between the OTC Bulletin Board and Nasdaq/NYSE Amex. [read post]
1 Aug 2021, 10:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5987/securities-industry-commentator/Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service (SEC Release No.… [read post]
12 Mar 2020, 11:36 am
Like many investments that track the oil and gas market, the fund has suffered enormous losses in the last year. [read post]
1 Mar 2016, 3:25 pm
Nasdaq Stock Market halted trading the day of the raid with UDF prices at $3.20. [read post]
30 Oct 2009, 4:45 am
A new stock market, ChiNext, opened Friday, making it easier for smaller Chinese companies to raise capital by reducing the requirements for going public. [read post]
2 Jul 2018, 1:42 pm
In a form S-1 registration statement filed with the Securities and Exchange Commission, Tenable said it had applied to list its common stock on the Nasdaq Global Market under the symbol ... [read post]
26 Mar 2008, 4:17 am
The London Stock Exchange’s share price has hit nearly a four-year low, sparking fresh takeover rumors for the exchange that has been coveted by everyone from the Deutsche Borse to the Nasdaq Stock Market, Financial News reported. [read post]
1 Feb 2021, 10:14 am
(NASDAQ: KOSS) and Nokia (NYSE: NOK) stock on January 28, 2021. [read post]
20 Dec 2016, 1:53 pm
Another company out Britain, GW Pharmaceuticals, is listed on Nasdaq, and its stock is actually up more than 55 percent this year. [read post]
26 Mar 2019, 11:56 am
Correspondingly, many companies have entered the U.S. market and are even listed on the Nasdaq or the New York Stock Exchange, leading to much interest on Wall Street. [read post]
