Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
Results 21 - 40
of 196
Sorted by Relevance
|
Sort by Date
25 Jun 2010, 7:45 pm
Fannie Mae dropped 39% to 56 cents and Freddie Mac went down 38% to 75 cents when the mortgage firm delisted their preferred and common shares from the New York Stock Exchange at the request of the Federal Housing Finance Agency. [read post]
19 Jul 2008, 8:58 am
[JURIST] The US Court of Appeals for the Second Circuit [official website] on Friday upheld [opinion, PDF] the acquittal of David Finnerty, a former specialist trader at Fleet Specialist Inc., a subsidiary of FleetBoston Financial Corp., who had been accused of making improper trades for his firm's account on the New York Stock Exchange (NYSE) [official website]. [read post]
27 Jun 2008, 6:35 am
Bloomberg noted: Barr, based in Montvale, New Jersey, fell 45 cents yesterday to $43.05 in New York Stock Exchange composite trading. [read post]
5 Jun 2012, 1:22 pm
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
1 Sep 2020, 11:04 am
In 2018, NIO Inc., a Tesla rival, became the first Chinese electric vehicle maker to list on the New York Stock Exchange, raising $1.8 billion. [read post]
18 Dec 2007, 10:44 pm
New York Stock Regulation Inc. announced its enforcement actions against four trading companies. [read post]
11 Apr 2023, 9:01 pm
This strategy, which has been used in varying circumstances, implicates stockholder voting rights under state law, the listing rules of the New York Stock Exchange (“NYSE”) and Nasdaq and the fiduciary duties owed by directors. [read post]
1 Jul 2008, 1:04 pm
The latest: A New York appeals court has tossed out a summary judgment decision that ex-New York Stock Exchange Chairman Richard Grasso must return a portion of his $187.5 million compensation package. [read post]
14 Aug 2008, 6:33 pm
New York Stock Exchange, LLC NYSE Arca Inc. [read post]
5 Jun 2012, 1:22 pm
Healthcare Trust of America, Inc. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm
Healthcare Trust of America, Inc. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
21 May 2007, 10:18 pm
The New York Stock Exchange Regulation Inc. announced that RBC Dain Rauscher Inc. consented to be fined $90,000 for failures related to its anti-money laundering compliance program. [read post]
19 Nov 2018, 6:06 am
(Dell) has been planning to eliminate its tracking stock (Class V common; NYSE: DVMT) through a merger with a wholly-owned subsidiary that effectively converts the outstanding DVMT shares into a new class of publicly traded Dell common stock. [read post]
8 Jun 2018, 12:01 pm
The New York Stock Exchange also has a pending action against Wedbush initiated in 2017. [read post]
9 May 2017, 6:30 am
Snap Inc., which debuted on the New York Stock Exchange (NYSE) on March 2nd, was the largest tech IPO since Alibaba went public in 2014. [read post]
19 Sep 2022, 8:37 am
On September 16, 2022, the company filed a form S-11 with the Securities and Exchange Commission for a potential underwritten public offering to list its common stock on the New York Stock Exchange. [read post]
4 Apr 2010, 6:22 am
In the press release, Black & Decker stated “[p]ersonal business relationships between individuals (as opposed to relationships with the company) generally are not relevant to the independence tests under the New York Stock Exchange rules because they do not create a material relationship between a director and the company. [read post]
28 Oct 2009, 11:25 pm
The New York Stock Exchange Regulation Inc. has censured and fined four firms for trade violations. [read post]
26 Sep 2019, 6:51 am
The Second Circuit has held that the execution of relevant trades on the New York Stock Exchange is sufficient to establish venue in the Southern District of New York under § 78aa. [read post]
