Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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27 Sep 2011, 4:03 pm
The 23-year-old star of the "Transformers" franchise was referring to InterOil, a Canadian firm with the New York Stock Exchange ticker symbol IOC that says it's searching for natural gas and oil in Papua New Guinea. [read post]
18 Jan 2016, 3:19 pm
Its shares traded on the New York Stock Exchange (“NYSE”) under the ticker symbol ACI until the NYSE suspended trading of its common stock and initiated proceedings to delist the stock on January 11, 2016. [read post]
15 Jul 2015, 5:30 pm
New York Probate Lawyers said this is the first New York decision to consider the effect of the recent AT & T divestiture on a bequest of AT & T stock. [read post]
31 Mar 2020, 5:00 pm
Each offering of the relevant securities was registered through a number of offering documents that included representations, including that the securities were listed with the SEC, and AmTrust would list the securities on the New York Stock Exchange. [read post]
2 Aug 2017, 6:45 am
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
2 Aug 2017, 3:15 pm
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
10 Sep 2021, 9:36 am
The company says its shareholders have approved 5 proposals that will allow listing of the company’s common stock on the New York Stock Exchange. [read post]
12 Mar 2012, 1:14 pm
Puda Coal was traded on the NYSE Amex stock exchange. [read post]
23 Jan 2012, 5:59 am
Once the final rule becomes effective (30 days from its publication in the federal register) the list of covered securities will include those listed, or authorized for listing, on: New York Stock Exchange; NYSE Amex LLC; National Market System of the Nasdaq Stock Market; Tier I of the NYSE Arca, Inc.; Tier I of the Nasdaq OMX PHLX LLC; Chicago Board Options Exchange, Incorporated; Options listed on the… [read post]
18 Feb 2009, 11:06 am
Not that this was unexpected, since everyone could see the stock price dip each day to new lows. [read post]
19 Aug 2021, 9:35 am
(Nasdaq, Rule 5605(f)).By implementing these new rules, Nasdaq has taken a step that other organizations, such as the SEC and the New York Stock Exchange, have not. [read post]
24 Jul 2007, 11:37 am
The New York Stock Exchange hit Smith Barney with a $50 million fine for charges centered around market timing activities. [read post]
23 Jan 2024, 8:49 am
On 7/28/2004, the New York Stock Exchange (NYSE) sanctioned Fasciglione for failing to supervise and other violations. [read post]
19 Jan 2007, 2:31 am
New York Stock Exchange KINGS COUNTYCriminal Practice Marital Exception to Third Degree Sexual Abuse Unconstitutional; Defendants Denied Dismissal People v. [read post]
18 May 2015, 7:03 am
On January 8, 2015, Quicksilver issued a press release stating that the New York Stock Exchange (NYSE) had determined to commence proceedings to delist the company’s common stock in view of its low trading price and suspended trading. [read post]
22 Aug 2012, 3:45 pm
Sept. 30, 2009), stockholders brought a class action alleging, inter alia, that the chairman of the New York Mercantile Exchange (“NYMEX”) breached his fiduciary duties by rejecting a proposed acquisition of NYMEX by the NYSE and favoring a merger with the Chicago Mercantile Exchange in order to secure a continued position with the exchange. [read post]
20 Mar 2008, 10:00 am
On November 18, 2005, the New York Stock Exchange filed an application with the SEC to delist the stock. [read post]
26 Dec 2007, 1:05 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAlternative Dispute Resolution
Stock Exchange Immune From Claims Stemming From Arbitration of Job Contract Breach Claim
Funcia v. [read post]
1 Mar 2013, 3:12 pm
But the NASD was no longer available to arbitrate because in July 2007 FINRA was created through the consolidation of the NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
12 Jan 2012, 6:28 am
These failures have ushered in a new era of shareholder activism and corporate governance initiatives, including extensive legislative reform efforts and new rules by the Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE) and the Financial Industry Regulatory Authority (FINRA). [read post]
