Search for: "NY Department of Banking"
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8 Jul 2020, 2:54 am
The NY Department of Financial Services entered into a Consent Order with Deutsche Bank AG (NY Branch) and Deutsche Bank Trust Company America with the Bank agreeing "to pay $150 million in penalties" "for significant compliance failures in connection with... [read post]
13 Oct 2010, 6:48 pm
The following is from the NY Banking Department’s website: October 8, 2010 To the Institution Addressed: Recent events surrounding the foreclosure process of several mortgage loan servicers and the use of individuals identified as “robosigners” to execute affidavits without proper verification have raised considerable concerns for the Banking Department. [read post]
10 Aug 2012, 6:30 pm
On August 6, the New York Department of Financial Services (NY DFS) ordered the U.S. subsidiary of a British bank to appear on August 15 to respond to allegations of money laundering that, if true, could cost the bank its license to conduct business in New York. [read post]
11 Sep 2017, 1:59 pm
On August 24, 2017, the New York State Department of Financial Services (“NY DFS“) issued a Notice of Hearing and Statement of Charges to the New York Branch of Habib Bank Limited and Habib Bank Limited, the largest bank in Pakistan, based upon its determination that “compliance failures at the New York Branch are serious, persistent and apparently affect the entire Habib banking enterprise. [read post]
17 Dec 2015, 4:55 am
This recent memo from New York’s State Department of Financial Services (NYDFS) to federal and state banking, securities and insurance regulators contains a robust list of potential new cybersecurity requirements that would apply to NY financial institutions – including a requirement to have a designated CISO responsible for (among other things) overseeing and implementing the organization’s cybersecurity program, enforcing its… [read post]
5 Aug 2021, 1:36 pm
To further its ongoing diversity, equity, and inclusion (DEI) efforts, the New York State Department of Financial Services (DFS) announced an initiative to collect and publish diversity data on the demographic makeup of NY-regulated financial institution’s boards and senior management teams. [read post]
21 May 2008, 1:37 pm
Since the Insurance Department regulates insurersâ€â [read post]
23 Jul 2010, 3:53 am
State Comptroller’s report of the use of contacts for personal and other services by the NYS Department of Taxation and FinanceSource: Office of the New York State Comptroller Thomas P. [read post]
7 Feb 2011, 7:33 pm
The NY Senate Republicans have released their analysis of Governor Cuomo's budget, including the proposal to merge the Insurance Department, the Banking Department and portions of the Consumer Protection Board. [read post]
5 Jan 2011, 11:43 am
But he said the question should also be asked where was the NY Banking Department and where was the Insurance Department. [read post]
28 Jul 2010, 3:27 am
Patriot Exploration, LLC v Thompson & Knight LLP ; 2010 NY Slip Op 06217 ; Decided on July 27, 2010 ; appellate Division, First Department presents a discussion of forum non conveniens as well as the question of why this is a NY case? [read post]
18 Mar 2015, 4:45 am
In May of last year, for example, the New York State Department of Financial Services released a report which said that the agency would add cybersecurity measures to the list of items that it investigates when evaluating a bank’s overall safety and soundness. [read post]
2 Sep 2011, 12:16 pm
The Federal Bureau of Investigation on September 1, 2011 released the following: “Man Indicted on Bank Robbery Charges BUFFALO, NY–U.S. [read post]
28 May 2013, 6:21 am
DFS's Actions Since Inception On October 3, 2011, the former New York State Banking and Insurance Departments were combined to create DFS. [read post]
18 Feb 2020, 4:46 am
J2020 NY Slip Op 01052 Decided on February 13, 2020 Appellate Division, Second Department is even more so. [read post]
6 Aug 2012, 9:15 am
On August 6, 2012, the New York State Department of Financial Services issues an Order seeking to sanction the Standard Chartered Bank for violations of state banking regulations. [read post]
11 Mar 2007, 9:27 am
The first is a decision from the Third Department, People v Banks, 2007 NY Slip Op 01636.... [read post]
16 Aug 2012, 3:32 pm
The New York State Department of Financial Services has announced that Standard Chartered Bank has agreed to pay a civil penalty of $340 million for alleged money laundering breaches. [read post]
11 Jan 2010, 3:31 am
Here is a huge NY case that starts in Austria, travels east to Russia, and then is dismissed in New York. [read post]
11 Jul 2016, 3:38 pm
On June 30, 2016, the New York Department of Financial Services (“NY DFS”) adopted a final anti-terrorism and anti-money laundering regulation (the “Final Regulation”) that requires institutions subject to regulation by the NY DFS to maintain programs to monitor and filter transactions for potential Bank Secrecy Act (“BSA”) and anti-money laundering (“AML”) violations and prevent transactions with sanctioned… [read post]
