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22 Jul 2022, 5:07 am
Parratt, former Deputy Director in CorpFin (2003–2021); and Annemarie Tierney, former Assistant General Counsel, NYSE Euronext (2002–2008). [read post]
21 Dec 2021, 3:45 am
He had also served as Counsel to SEC Commissioner Dan Gallagher, and worked at NYSE Euronext and Milbank. [read post]
15 Dec 2021, 8:07 am
’s acquisition of Telefónica Europe Plc; Ryanair’s acquisition of a controlling stake in Aer Lingus; a proposed merger between Deutsche Börse and NYSE Euronext; Tetra Laval’s takeover of Sidel Group; a merger between Schneider Electric SA and Legrand SA; and Airtours’ acquisition of First Choice) merging firms won four of them. [read post]
25 Jan 2019, 3:02 am
The NYSE’s Annual Compliance Letter The NYSE has sent its “annual compliance letter” to remind listed companies of their obligations. [read post]
6 Sep 2018, 7:25 am
Previously, Roisman was counsel to former SEC Commissioner Daniel Gallagher and chief counsel at NYSE Euronext. [read post]
6 Apr 2017, 10:57 am
DBAG had previously already been blocked to merge with NYSE Euronext in 2012. [read post]
6 Apr 2017, 10:57 am
DBAG had previously already been blocked to merge with NYSE Euronext in 2012. [read post]
6 Apr 2017, 10:57 am
DBAG had previously already been blocked to merge with NYSE Euronext in 2012. [read post]
25 Aug 2016, 4:48 pm
However, NYSE Euronext was the big deal, creating, for a time at least, the largest exchange in the world and linking, for the first time, the United States and Europe. [read post]
1 Mar 2016, 7:32 am
The SEC fined the New York Stock Exchange and its parent NYSE Euronext in 2012 for violating Regulation NMS. [read post]
23 Nov 2015, 3:15 pm
NYSE Euronext’s CFO, Michael Geltzeiler, stated that the move marked a step towards the optimal structure of a single market surveiller.[1] Between the 2007 Allocation and the 2010 RSA, NYSE had given FINRA essentially all member regulatory functions previously performed by NYSE Regulation (“NYSER”) including all disciplinary proceedings relating to NYSE-specific rules and non-FINRA members. [read post]
5 Dec 2014, 4:34 am
It is the JSE’s first fast-track listing, after the exchange amended requirements in September to make it easier for companies already listed on certain international exchanges to obtain a secondary listing on the local bourse.These exchanges include the Australia Stock Exchange, the LSE, the New York Stock Exchange (NYSE), NYSE Euronext and the Toronto Stock Exchange. [read post]
3 Aug 2014, 12:29 pm
Jeffrey Sprecher , ICE CEO, ( and in November of last year, ICE completed its acquisition of NYSE Euronext), testified that, while Regulation NMS sought to increase competition among markets and consequently increased fragmentation, the costs associated with maintaining access to each venue, retaining technologists and regulatory staff, and developing increasingly sophisticated risk controls are passed on to investors and result in unnecessary systemic risk. [read post]
11 Jul 2014, 3:59 pm
Jeffrey Sprecher, ICE CEO, ( and in November of last year, ICE completed its acquisition of NYSE Euronext), testified that, while Regulation NMS sought to increase competition among markets and consequently increased fragmentation, the costs associated with maintaining access to each venue, retaining technologists and regulatory staff, and developing increasingly sophisticated risk controls are passed on to investors and result in unnecessary systemic risk. [read post]
21 Mar 2014, 6:02 am
Tonello; Bruce Aust, Executive Vice President, Global Corporate Client Group at NASDAQ OMX; and Scott Cutler, Executive Vice President and Head of Global Listings at NYSE Euronext. [read post]
18 Feb 2014, 12:19 pm
In 2012, the group helped organize a support letter signed by more than 50 financial professionals, including former executives from Goldman Sachs, JP Morgan, Progressive Insurance, AXA Investment Managers and NYSE Euronext. [read post]
7 Oct 2013, 11:30 am
ABSTRACT: The Intercontinental Exchange’s current attempted acquisition of NYSE-Euronext is the third takeover proposal in as many years.... [read post]
8 Aug 2013, 6:26 am
NYSE Euronext, selected as the first administrator under the new regime, will begin oversight of LIBOR at the beginning of next year. [read post]
30 Jul 2013, 8:50 am
NYSE Euronext made the announcement Wednesday at an event held at the NYSE with DiNapoli, NYSE Euronext CEO Duncan L. [read post]
16 Jul 2013, 7:25 am
NYSE Euronext Press Release. [read post]
