Search for: "National Registered Agents, Inc."
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19 Apr 2024, 11:35 am
Section 207.1 requires all participants in the lottery scheme to be on the ship, for the lottery scheme to not be linked in any means of communication with a lottery scheme off ship, the lottery scheme is not located within five nautical miles of a Canadian port where the ship calls or is supposed to call, and the ship is registered and its voyage registered with some additional conditions. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
15 Mar 2024, 2:57 pm
National College Resources Foundation v. [read post]
4 Mar 2024, 5:56 pm
ICON Health &Fitness, Inc., 572 U.S. 545, 553 (2014), and the text of the CTA is wide-ranging inscope. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
18 Dec 2023, 2:48 pm
The National Venture Capital Association Revises its Model Legal Documents. [read post]
6 Dec 2023, 12:55 am
The ship is registered in Bermuda. [read post]
28 Nov 2023, 10:19 am
(CRD#:46214), SAN ANTONIO, TX According to FINRA, Hernandez has reportedly disclosed the following business activities, among others: Life settlement sales (Elicoins), insurance agent (HP Advisors, LLC), Real Estate (Cantrell Dr. [read post]
16 Nov 2023, 10:12 am
Ramirez has even used one of those newly created entities, Certain Underwriters at Lloyds London, Inc., to apply to federally register the trademark CERTAIN UNDERWRITERS AT LLOYDS LONDON. [read post]
6 Nov 2023, 11:00 am
(CRD#:15296), Southfield, MIB, 07/31/2003 – 09/08/2016, VALIC FINANCIAL ADVISORS, INC. [read post]
27 Aug 2023, 7:49 pm
As we have previously reported, GWG Holdings, Inc. filed for Chapter 11 bankruptcy protection on April 20, 2022, after failing to make $13.6 million in interest payments to bondholders in January. [read post]
25 Aug 2023, 11:47 am
In 2018, Woodbury agreed to pay nearly $600,000 to people who were victimized while Wanner worked there as a FINRA registered securities agent. [read post]
17 Aug 2023, 10:49 am
May 2019 – Fidelity Masonic Temple Association, Inc. [read post]
31 Jul 2023, 12:40 pm
(CRD#:7059), NEW YORK, NY B, 11/07/2016 – 09/28/2021, CITIGROUP GLOBAL MARKETS INC. [read post]
21 Jul 2023, 4:00 am
The bill comes after a federal court issued a ruling last year that said if someone stops acting as a foreign agent, they have no continuing obligation to register for their work as a foreign agent. [read post]
5 Jul 2023, 4:09 pm
Hood & Sons, Inc. v. [read post]
20 Jun 2023, 6:07 am
Because she failed to register her copyright until after the infringement com [read post]
17 May 2023, 11:30 am
The firm paid an additional $750,000 for not registering 478 broker-dealer agents. [read post]
14 May 2023, 7:07 pm
Bytedance, Inc. [read post]
11 May 2023, 12:36 pm
Off-Channel Communications Brokers and registered investment advisers have recordkeeping requirements. [read post]
