Search for: "National Registered Agents, Inc."
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6 May 2022, 7:30 am
In the event that a security trustee or agent becomes insolvent, any property held on trust for a third party would not fall into the estate of the trustee or agent under the Insolvency and Bankruptcy Code. [read post]
2 May 2022, 10:51 am
., Sons of Confederate Veterans, Inc. (2015). [read post]
1 Apr 2022, 4:00 am
Flynn Partner Wins New Trial in Foreign-Agent Case Yahoo News – Josh Gerstein (Politico) | Published: 3/25/2022 A onetime business partner of former President Trump’s national security adviser Michael Flynn scored a legal victory as a federal judge ordered a new trial for the Iranian-born businessperson on charges he acted as an unregistered foreign agent for Turkey as Trump ran for president in 2016. [read post]
31 Mar 2022, 7:00 pm
Security agents / trustees are commonly used in the Netherlands. [read post]
21 Mar 2022, 7:10 am
She held that the Lesson Plan conflicted with the Immigration and Nationality Act, and because the unlawful parts could not be severed from the rest of the document, the Lesson Plan was vacated and the matter remanded to the agency. [read post]
13 Jan 2022, 1:16 pm
Such standards may “take immediate ef- fect upon publication in the Federal Register. [read post]
11 Jan 2022, 12:45 pm
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
27 Dec 2021, 7:26 am
and a six-part documentary about his childhood that ran on Netflix Inc. [read post]
12 Dec 2021, 1:09 pm
Can you register a famous person’s name as your trademark without their consent? [read post]
8 Dec 2021, 11:27 am
Registered CPOs and CTAs must prepare and file Annual Questionnaires and Annual Registration Updates with the National Futures Association (“NFA”), as well as submit payment for annual maintenance fees and NFA membership dues. [read post]
8 Dec 2021, 7:27 am
Registered CPOs and CTAs must prepare and file Annual Questionnaires and Annual Registration Updates with the National Futures Association (“NFA”), as well as submit payment for annual maintenance fees and NFA membership dues. [read post]
2 Dec 2021, 7:03 am
His FINRA BrokerCheck profile indicates he was registered with the following firms during his career in the securities industry: 06/01/2009 – 09/03/2021, MORGAN STANLEY (CRD#:149777), EL PASO, TX 08/05/2008 – 06/01/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
16 Nov 2021, 6:08 am
Its shares are not listed and do not trade on a registered national securities exchange. [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
8 Nov 2021, 9:40 am
” Corinth Consulting, moreover, named specific risks in the antiquities marketplace “such as theft, authenticity, provenance and illegal export from countries with national patrimony laws. [read post]
8 Nov 2021, 9:40 am
The AML Act took effect when Section 6110 of the massive National Defense Authorization Act became law in January. [read post]
8 Nov 2021, 9:40 am
” Corinth Consulting, moreover, named specific risks in the antiquities marketplace “such as theft, authenticity, provenance and illegal export from countries with national patrimony laws. [read post]
2 Nov 2021, 8:49 am
Prior to the introduction of this law, all creditors were required to be registered as secured parties instead of registering the security in the name of an agent or trustee. [read post]
24 Oct 2021, 4:17 pm
Register for the event here. [read post]
