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22 Dec 2020, 9:43 am
Managers who are required to register with the SEC as of the date of their annual amendment must register with the SEC within 90 days of filing the annual amendment (June 30, 2021, for most managers, assuming the annual amendment is filed on March 31, 2021). [read post]
9 Dec 2020, 7:27 am
You can “self-represent” as the LLC’s registered agent. [read post]
2 Dec 2020, 2:45 am
Here below is the text (copyright 2020, National Association of Criminal Defense Lawyers). [read post]
6 Nov 2020, 7:08 am
In order to mitigate risk in an insolvency situation of a security agent, it would be normal to hold the security on trust so that any security held by the security agent will not form part of the agent’s estate in the event of their insolvency. [read post]
19 Oct 2020, 7:16 am
In California, the most diverse state in the nation, voters can choose to support Proposition 16, which would bring affirmative action back to the state for the first time in decades. [read post]
13 Oct 2020, 7:45 am
You can “self-represent” as the LLC’s registered agent. [read post]
6 Oct 2020, 8:42 am
Where security has not been re-registered, enforcement may only be available via the security agent, which can be problematic in Spain. [read post]
4 Aug 2020, 6:53 am
Did You Lose Money Investing With Par Funding/Complete Business Solutions Group, Inc.? [read post]
3 Aug 2020, 1:07 pm
The commissions the agents earned were paid to the company. [read post]
17 Jul 2020, 10:46 am
Ass’n of United States, Inc. v. [read post]
3 Jul 2020, 6:43 am
That said, security agents (mandatario con rappresentanza) can hold and exercise rights on behalf of a single lender or multiple lenders under a power of attorney. [read post]
26 Jun 2020, 9:11 am
The Commission further alleged that the Financial Industry Regulatory Authority, Inc. [read post]
22 May 2020, 3:00 am
The agreement is the latest example of the dramatically expanding fundraising power of national party committees, made possible through legal changes in 2014 that loosened restrictions on individual contributions. [read post]
8 May 2020, 3:21 pm
Chalk & Vermilion Fine Arts, Inc., 514 F.3d 1063, 1071 (10th Cir. 2008)). [read post]
1 May 2020, 2:11 am
SECURITY AND TRUSTS / AGENCY / PARALLEL DEBT Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
15 Apr 2020, 6:06 am
Wellness Matrix Group, Inc. and George Todt In Florida federal court, a Tampa, Florida based healthcare company named Coronacide, LLC (“Coronacide”) filed suit against Wellness Matrix Group, Inc. [read post]
2 Apr 2020, 4:14 pm
REGULATORY ACTIVITY SEC issues temporary exemptive relief for transfer agents affected by COVID-19 In its latest effort to extend relief to market participants affected by the coronavirus (COVID-19), the SEC has provided conditional regulatory relief for registered transfer agents. [read post]
31 Mar 2020, 4:31 am
A security agent can be created, empowering such agent to act on behalf of all the secured lenders. [read post]
28 Feb 2020, 5:41 am
Simms, formerly registered with Saxony Securities, Inc., MML Investor Services, Inc., and Securian Financial Services, Inc. [read post]
28 Feb 2020, 5:41 am
Simms, formerly registered with Saxony Securities, Inc., MML Investor Services, Inc., and Securian Financial Services, Inc. [read post]
