Search for: "National Securities Clearing Corporation"
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13 Sep 2023, 9:01 pm
Department of Justice (DOJ) tapped its first National Security Corporate Enforcement Chief. [read post]
17 Jun 2005, 8:23 am
[JURIST] Leading Friday's corporations and securities law news, New York Attorney General Eliot Spitzer [Wikipedia profilie] has been sued by the US Department of the Treasury's Comptroller of the Currency [official website] and by the Clearing House [corporate website], a group representing national banks. [read post]
7 Apr 2014, 6:24 am
On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new compliance requirements on The Options Clearing Corporation (“OCC”), The Depository Trust Company (“DTC”), National Securities Clearing Corporation (“NSCC”), Fixed Income Clearing Corporation (“FICC”) and ICE Clear Europe. [read post]
20 Mar 2023, 6:10 am
Citing the importance of sanctions and export control enforcement in US national security, Monaco noted that corporations “are on the front lines of today’s geopolitical and national security challenges” and that “corporate criminal investigations carry profound national security implications. [read post]
2 Jan 2019, 6:29 am
The White Paper makes it clear that this is not an exhaustive list and national security concerns may arise in any sector of the economy. [read post]
27 Jul 2022, 6:31 am
During the Robinhood and GameStop events, the National Securities Clearing Corporation, a securities clearinghouse, played a critical role when required the Robinhood to provide collateral to guaranty its open positions. [read post]
27 Jul 2022, 6:31 am
During the Robinhood and GameStop events, the National Securities Clearing Corporation, a securities clearinghouse, played a critical role when required the Robinhood to provide collateral to guaranty its open positions. [read post]
19 Jun 2017, 12:37 pm
Salt Lake City Brokerage Firm Alpine Securities Reportedly Fails to Comply with Anti-Money Laundering Laws According to a recent press announcement, the Securities and Exchange Commission charged Alpine Securities Corporation in Salt Lake City with securities law violations related to its alleged practice of clearing transactions for microcap stocks that were used in manipulative schemes to harm investors. [read post]
2 Apr 2020, 7:06 am
It is clear that there are national security risks with TikTok’s collection of data on U.S. federal government employees. [read post]
3 Apr 2017, 5:39 am
Now, one might say that on important national security questions, Congress will surely come together to pass rules. [read post]
21 Jun 2022, 5:01 am
Court of Appeals for the Armed Forces and a former legal adviser to the National Security Council. [read post]
28 Sep 2010, 5:11 am
We usually think about jurisdictional choice for corporate law as applying to state business association laws, not the federal securities laws. [read post]
8 Mar 2022, 5:00 am
The degree of congruence between national security and appropriate consumer welfare-enhancing antitrust enforcement is illustrated by a brief discussion of: defense-industry mergers;the intellectual property-antitrust interface, with a focus on patent licensing; andproposed federal antitrust legislation.The first topic presents an example of clear consistency between consumer-welfare-centric antitrust and national defense. [read post]
5 May 2022, 5:01 am
Early in his presidency, President Biden made clear his commitment to promoting gender equity and equality. [read post]
25 Jun 2007, 3:14 am
Brookstreet Securities Corporation, an independent broker-dealer in Irvine, Calif., is near death after its betsâ€â [read post]
15 Jan 2024, 9:48 am
The post Australia Federal Court clears path for gas export pipeline despite first nations cultural heritage claims appeared first on JURIST - News. [read post]
4 Jan 2019, 5:10 am
However, the state-owned and -subsidized Chinese company CRRC Corporation Ltd. [read post]
19 Mar 2024, 3:16 am
Unveils Historic Sanctions Against Intellexa Spyware for Endangering Privacy and National Security appeared first on ComplexDiscovery. [read post]
6 Feb 2023, 5:16 am
There are many more national security interests in standards. [read post]
3 Apr 2023, 6:05 am
Upon closing its investigations, CFIUS either publishes “findings” clearing a transaction of national security concerns or enters into an agreement with the company or companies involved including certain limitations on transactions or subsequent investment operations. [read post]
