Search for: "National Securities Corp."
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14 Oct 2010, 2:31 am
The Commission also adopted interim final rules to require that certain swaps dealers and other parties report any security-based swaps entered into prior to the July 21 passage of the Dodd-Frank Act, as well as proposed rules (a new Regulation MC) intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities exchanges that post security-based swaps or make… [read post]
16 Nov 2020, 3:03 am
On Friday, Corp Fin updated one and withdrew several Securities Act CDIs. [read post]
12 Mar 2021, 11:01 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]
13 Sep 2023, 1:38 pm
The post Sculptor Capital Corp Investors Allege They’ll Be Underpaid In Acquisition By Rithm Capital appeared first on Securities Arbitration Lawyers Blog. [read post]
10 Aug 2022, 12:25 pm
The Justice Department charged a member of the Iranian Islamic Revolutionary Guard Corps (IRGC) with an attempted plot to murder former National Security Advisor John Bolton. [read post]
25 Jun 2022, 8:37 am
“National Securities Corp. is pleased to have resolved this legacy matter and remains fully committed to complying with its regulatory requirements as it focuses on supporting its clients,” a B. [read post]
17 Oct 2022, 11:12 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 May 2009, 12:33 pm
FINRA's National Adjudicatory Council (NAC) has expelled Kirlin Securities of Syosset, NY, (a wholly owned subsidiary of Kirlin Holding Corporation, nka Zen Holdings Corp.) and barred two Kirlin officials â€â [read post]
15 Nov 2021, 8:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 Feb 2016, 6:50 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Nov 2004, 5:26 am
[JURIST] In Monday's corporations and securities law news, securities regulator National Association of Securities Dealers (NASD) has announced that it has brought charges against H&R Block Inc. for fraudulently promoting Enron Corp. bonds to customers just weeks before the energy giant declared bankruptcy in 2001. [read post]
22 Sep 2011, 7:11 am
I am a Judge Advocate in the Air National Guard. [read post]
2 Jan 2013, 8:50 pm
It’s that time of year…time for my annual round-up of national security-related offerings at the annual meeting of the Association of American Law Schools, which occurs in New Orleans this coming weekend. [read post]
26 Aug 2019, 7:43 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
30 Jun 2015, 8:37 am
BNP Paribas Securities Corp. [read post]
17 Mar 2017, 6:56 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Aug 2019, 7:08 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
1 Apr 2011, 11:32 am
A series of stories in The National Law Journal last month examined the beneficiaries of the Legal Services Corp. and the long debate over federal involvement in civil legal aid. [read post]
30 Dec 2021, 1:36 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
13 Aug 2020, 7:56 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
