Search for: "National Securities Corporation"
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31 Jan 2017, 8:28 am
Since November 2000, Gassoso has been associated with National Securities Corporation out of the firm’s Edison, New Jersey office location. [read post]
18 Jun 2015, 6:03 am
The Financial Industry Regulatory Authority (FINRA) entered into an agreement whereby the regulatory fined National Securities Corporation (NSC) while alleging that in 2013, NSC acted as the exclusive placement agent for two private placements of its parent company, National Holdings Corporation (National Holdings). [read post]
3 Feb 2017, 6:30 am
Since December 2004, Bond has been associated with National Securities Corporation out of the firm’s Melville, New York office location. [read post]
1 Mar 2016, 7:39 am
More and more of the fundamental constitutional questions of our day will have national security facets. [read post]
27 Nov 2016, 4:47 am
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Matthew Fleissner (Fleissner) currently associated with National Securities Corporation (National Securities) alleging unauthorized trading and excessive fees and commissions among other claims. [read post]
26 Oct 2021, 5:33 am
Akhtar is currently employed by National Securities Corporation (National Securities). [read post]
10 Sep 2022, 4:10 pm
Tom Lin has an article at CLS Blue Sky Blog on wars on business: For example, the United States banned Huawei, one of China’s largest and most prominent technology companies, from doing business in the country due to national security concerns. [read post]
6 Mar 2021, 8:54 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Kevin Dziubela (Dziubela), currently employed by National Securities Corporation (National Securities) has been subject to at least three customer complaints during the course of his career. [read post]
9 Feb 2022, 6:52 am
This recent approach provides the capability for a nation-state to host data and service resources in a secure data center outside its physical territorial borders and operate those resources in times of crisis ranging from large-scale cyberattacks to military invasions by hostile nation-states. [read post]
29 Oct 2020, 12:58 pm
National Securities Corporation (CRD No. 7569, Boca Raton, Florida) Censured and Fined $125,000 According to the Financial Industry Regulatory Authority (FINRA) on October 27, the regulator reportedly censured and fined broker-dealer National Securities Corporation $125,000 in connection with sales practices violations and supervisory issues. [read post]
6 Jul 2010, 11:39 am
These two investigations reflect a policy judgment that corruption is a national security issue. [read post]
17 Oct 2014, 3:12 pm
Press of New England).Filed under: Corporate Social Responsibility, National Security Tagged: Environmental law, National Security [read post]
27 Apr 2016, 11:49 am
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against former National Securities Corporation (National Securities) broker John Labarca (Labarca). [read post]
26 Apr 2016, 10:19 am
The securities lawyers of Gana LLP are investigating a customer complaint filed with The Financial Industry Regulatory Authority (FINRA) against National Securities Corporation (National Securities) broker Jason Wilk (Wilk). [read post]
21 Dec 2020, 4:20 pm
The United States Foreign Investment Risk Review Modernization Act of 2018 expanded the types of transactions that impact national security, including foreign purchases of property near sensitive military installations and purchases of stock which would result in foreign control of a domestic corporation. [read post]
3 Apr 2017, 5:39 am
Now, one might say that on important national security questions, Congress will surely come together to pass rules. [read post]
14 Mar 2021, 12:02 pm
Video surveillance and telecommunications equipment produced or provided by Hytera Communications Corporation, to the extent it is used for the purpose of public safety, security of government facilities, physical security surveillance of critical infrastructure, and other national security purposes, including telecommunications or video surveillance services produced or provided by such entity or using such equipment. [read post]
26 Apr 2016, 10:20 am
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against National Securities Corporation (National Securities) broker Daniel Alcide (Alcide). [read post]
21 Jun 2022, 5:01 am
Court of Appeals for the Armed Forces and a former legal adviser to the National Security Council. [read post]
8 Apr 2022, 11:59 am
To learn more about the firm’s investigation of National Securities Corp, please see: National Securities Corporation Customer Complaints & Regulatory Actions National Securities Corp. [read post]
